1. Intentionally left blank ?Table of Contents
    2. SECTION
    3. DESCRIPTION
    4. PAGE
    5. PART I
    6. Summary of Required Elements for State Accountability Systems
    7. 1
    8. Intentionally left blank
    9. PART I: Summary of Required Elements for State Accountability Systems
    10. Instructions
    11. The following chart is an overview of States' implementation of the critical elements required for approval of their State accountability systems. States must provide detailed implementation information for each of these elements in Part II of this Conso
    12. For each of the elements listed in the following chart, States should indicate the current implementation status in their State using the following legend:
    13. F: State has a final policy, approved by all the required entities in the State (e.g., State Board of Education, State Legislature), for implementing this element in its accountability system.
    14. P:State has a proposed policy for implementing this element in its accountability system, but must still receive approval by required entities in the State (e.g., State Board of Education, State Legislature).
    15. W:State is still working on formulating a policy to implement this element in its accountability system.
    16. Summary of Implementation Status for Required Elements of
    17. State Accountability Systems
    18. Principle 2: All Students
    19. Principle 3: Method of AYP Determinations
    20. Principle 4: Annual Decisions
    21. Principle 5: Subgroup Accountability
    22. Principle 6: Based on Academic Assessments
    23. Principle 7: Additional Indicators
    24. Principle 8: Separate Decisions for Reading/Language Arts and Mathematics
    25. Principle 9: System Validity and Reliability
    26. Principle 10: Participation Rate
      1. CRITICAL ELEMENT
      2. CRITICAL ELEMENT
      3. CRITICAL ELEMENT
      4. CRITICAL ELEMENT
      5. CRITICAL ELEMENT
      6. CRITICAL ELEMENT
      7. EXAMPLES FOR
      8. CRITICAL ELEMENT
      9. CRITICAL ELEMENT
      10. CRITICAL ELEMENT
      11. CRITICAL ELEMENT
      12. CRITICAL ELEMENT
      13. CRITICAL ELEMENT
      14. CRITICAL ELEMENT
      15. EXAMPLES FOR
      16. EXAMPLES OF
      17. CRITICAL ELEMENT
      18. CRITICAL ELEMENT
      19. CRITICAL ELEMENT
      20. CRITICAL ELEMENT
      21. CRITICAL ELEMENT
      22. CRITICAL ELEMENT
      23. CRITICAL ELEMENT
      24. CRITICAL ELEMENT
        1. _
          1. Required Data Elements for State Report Card

Florida NCLB Consolidated Application
 
 
 
State of Florida
 
Consolidated State Application
Accountability Workbook
 
for State Grants under Title IX, Part C, Section 9302 of the Elementary and
Secondary Education Act (Public Law 107-110)
 
 
DUE: JANUARY 31, 2003
 
 
 
 
 
 
 
U. S. Department of Education
Office of Elementary and Secondary Education
Washington, D.C. 20202
 

 
Florida NCLB Accountability Workbook
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Intentionally left blank
 
  

 
Florida NCLB Accountability Workbook
Table of Contents
 
 
SECTION
DESCRIPTION
PAGE
PART I
Summary of Required Elements for State
Accountability Systems
1
PART II
State Response and Activities for Meeting State
Accountability System Requirements
4
PRINCIPLE 1
A single statewide Accountability System applied to
all public schools and LEAs.
5
PRINCIPLE 2
 
All students are included in the State Accountability
System.
13
PRINCIPLE 3
State definition of AYP is based on expectations for
growth in student achievement that is continuous and
substantial, such that all students are proficient in
reading/language arts and mathematics no later than
2013-2014.
18
PRINCIPLE 4
State makes annual decisions about the achievement
of all public schools and LEAs.
25
PRINCIPLE 5
All public schools and LEAs are held accountable for
the achievement of individual subgroups.
26
PRINCIPLE 6
State definition of AYP is based primarily on the
State’s academic assessments.
32
PRINCIPLE 7
State definition of AYP includes graduation rates for
public High schools and an additional indicator
selected by the State for public Middle and public
Elementary schools (such as attendance rates).
33
PRINCIPLE 8
AYP is based on reading/language arts and
mathematics achievement objectives.
37
PRINCIPLE 9
State Accountability System is statistically valid and
reliable.
38
PRINCIPLE 10
In order for a public school or LEA to make AYP, the
State ensures that it assessed at least 95% of the
students enrolled in each subgroup.
43
APPENDIX
  
45
A
Required Data Elements for State Report Card
45
B
Description of the Florida Comprehensive
Assessment Test (FCAT)
49
C
Description of AYP Starting Points
81
D
Intermediate Progress Goals
85
E
Florida AYP Plan
87
F
A+ School Grading System
95
G
Annual Learning Gain Targets to Proficiency
99
H
The Florida Department of Education Return on
Investment (ROI)
101
 
  

 
Florida NCLB Accountability Workbook
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Intentionally left blank
 
  
  
  
  

 
Florida NCLB Accountability Workbook
PART I: Summary of Required Elements for State Accountability
Systems
 
Instructions
 
The following chart is an overview of States' implementation of the critical
elements required for approval of their State accountability systems. States must
provide detailed implementation information for each of these elements in Part II
of this Consolidated State Application Accountability Workbook.
 
For each of the elements listed in the following chart, States should indicate the
current implementation status in their State using the following legend:
 
F:
  
State has a final policy, approved by all the required entities in the State
(e.g., State Board of Education, State Legislature), for implementing this
element in its accountability system.
 
P:
State has a proposed policy for implementing this element in its
accountability system, but must still receive approval by required entities
in the State (e.g., State Board of Education, State Legislature).
 
W:
State is still working on formulating a policy to implement this element in
its accountability system.
   
 
 
 
 
 
 
 
  
1
  

 
Florida NCLB Accountability Workbook
Summary of Implementation Status for Required Elements of
State Accountability Systems
 
 
Status
State Accountability System Element
Principle 1: All Schools
 
 
F
 
1.1
 
Accountability system includes
all schools and districts in the state
.
 
F
1.2
Accountability system holds
all schools to the same criteria
.
 
F 1.3 Accountability
system incorporates the
academic achievement standards
.
 
F
1.4
Accountability system provides
information in a timely manner
.
 
F
1.5
Accountability system includes
report cards
.
 
F
1.6
Accountability system includes
rewards and sanctions
.
 
 
Principle 2: All Students
 
F
 
2.1
 
The accountability system includes
all students
 
 
F
 
2.2
The accountability system has a consistent definition of
full academic year
.
 
F
 
2.3
The accountability system properly includes
mobile students
.
 
 
Principle 3: Method of AYP Determinations
 
F
 
3.1
 
Accountability system expects
all student subgroups, public schools, and LEAs to reach
proficiency by 2013-14
.
 
F
 
3.2
Accountability system has a method for determining whether
student subgroups, public
schools, and LEAs made adequate yearly progress.
 
F
 
3.2a
Accountability system establishes a
starting point
.
 
F
 
3.2b
Accountability system establishes
statewide annual measurable objectives
.
 
F
 
3.2c
Accountability system establishes
intermediate goals
.
 
Principle 4: Annual Decisions
 
F
 
4.1
 
The accountability system
determines annually the progress
of schools and districts.
 
 
STATUS Legend:
F
– Final state policy
P
– Proposed policy, awaiting State approval
W
– Working to formulate policy
 
  
 
  
2
  

 
Florida NCLB Accountability Workbook
Principle 5: Subgroup Accountability
 
F
 
 
5.1
 
The accountability system
includes all the required student subgroups
.
 
F
 
5.2
The accountability system holds
schools and LEAs accountable for the progress of
 
student
subgroups
.
 
F
 
5.3
The accountability system includes
students with disabilities
.
 
F
5.4
The accountability system includes
limited English proficient students
.
 
F
5.5
The State has determined the minimum number of students sufficient to yield statistically
reliable information for each purpose for which disaggregated data are used.
 
F
 
5.6
The State has strategies to protect the privacy of individual students in reporting
achievement results and in determining whether schools and LEAs are making adequate
yearly progress on the basis of disaggregated subgroups.
 
Principle 6: Based on Academic Assessments
 
F
 
 
6.1
 
Accountability system is based
primarily on academic assessments
.
 
Principle 7: Additional Indicators
 
F
 
7.1
 
Accountability system includes
graduation rate for high school
s.
 
F
 
7.2
Accountability system includes an
additional academic indicator for elementary and middle
school
s.
 
F
7.3
Additional indicators are valid and reliable.
 
Principle 8: Separate Decisions for Reading/Language Arts and Mathematics
 
F
 
 
8.1
 
Accountability system holds students, schools and districts separately accountable for
reading/language arts
and
mathematics
.
 
Principle 9: System Validity and Reliability
 
F
 
 
9.1
 
Accountability system produces
reliable decisions
.
 
F
 
9.2
Accountability system produces
valid decisions
.
 
F
 
9.3
State has a plan for addressing
changes in assessment and student population
.
 
Principle 10: Participation Rate
 
F
 
 
10.1
 
Accountability system has a means for calculating the
rate of participation
in the statewide
assessment.
 
F
10.2
Accountability system has a means for
applying the 95% assessment criteria to student
subgroups
 
and small schools.
 
 
STATUS Legend:
F – Final policy
P – Proposed Policy, awaiting State approval
W– Working to formulate policy
 
  
3
  

Florida NCLB Accountability Workbook
PART II: State Response and Activities for Meeting State
Accountability System Requirements
 
 
Instructions
 
In Part II of this Workbook, States are to provide detailed information for each of
the critical elements required for State accountability systems. States should
answer the questions asked about each of the critical elements in the State's
accountability system. States that do not have final approval for any of these
elements or that have not finalized a decision on these elements by January 31,
2003, should, when completing this section of the Workbook, indicate the status
of each element that is not yet official State policy and provide the anticipated
date by which the proposed policy will become effective. In each of these cases,
States must include a timeline of steps to complete to ensure that such elements
are in place by May 1, 2003, and implemented during the 2002-2003 school year.
By no later than May 1, 2003, States must submit to the Department final
information for all sections of the Consolidated State Application Accountability
Workbook.
 
 
 
 
 
 
  
4
  

Florida NCLB Accountability Workbook
PRINCIPLE 1. A single statewide Accountability System applied to all
public schools and LEAs.
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING STATUTORY
REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
1.1 How does the State
Accountability System
include every public school
and LEA in the State?
 
 
 
Every public school and LEA is
required to make adequate
yearly progress and is
included in the State
Accountability System.
 
State has a definition of “public
school” and “LEA” for AYP
accountability purposes.
The State Accountability
System produces AYP
decisions for all public
schools, including public
schools with variant
grade configurations
(e.g., K-12), public
schools that serve
special populations (e.g.,
alternative public
schools, juvenile
institutions, state public
schools for the blind) and
public charter schools. It
also holds accountable
public schools with no
grades assessed (e.g.,
K-2).
   
 
A public school or LEA is not
required to make adequate
yearly progress and is not
included in the State
Accountability System.
 
State policy systematically
excludes certain public
schools and/or LEAs.
 
  
5
  

Florida NCLB Accountability Workbook
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
The State of Florida is submitting a comprehensive and unified plan for
accountability that includes all required aspects of NCLB and that relies on and
compliments current state assessment and accountability provisions initiated by
Governor Jeb Bush and the Florida Legislature. All public schools in the state will
be included in the NCLB accountability program. Florida statutes do not
differentiate between public schools for purposes of accountability.
 
Florida will adopt a single statewide accountability system for all public schools
that includes multiple measures. These are: adequate yearly progress as defined
by federal law, school grades as defined by state law, individual student progress
towards annual learning targets to reach proficiency, and a return on investment
measure that links dollars spent to student achievement. All schools will be rated
on each of these measures. Schools meeting all standards will be designated as
highly effective and efficient.
 
Some schools do not contain grade levels presently assessed by the existing
statewide assessment program, such as a K-2 school. In these cases, the school
will be assigned the AYP classification of the school to which it sends students.
 
Links to Supporting Evidence: See Sections 1000.03 and 1000.04, F.S. for
definitions of public education, public schools, and governance thereof.
 
 
 
  
6
  

Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING STATUTORY
REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
1.2 How are all public schools
and LEAs held to the
same criteria when
making an AYP
determination?
 
 
All public schools and LEAs
are systematically judged on
the basis of the same criteria
when making an AYP
determination.
 
If applicable, the AYP
definition is integrated into the
State Accountability System.
 
Some public schools and
LEAs are systematically
judged on the basis of
alternate criteria when making
an AYP determination.
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
All public schools will be judged according to the requirements of NCLB when
making AYP decisions, subject to limitations of cell size discussed elsewhere.
The AYP decisions will be made on the basis of “status comparisons” required in
law.
 
 
Links to Supporting Evidence: See Appendices A and E attached hereto.
 
 
 
 
 
  
7
  

Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING STATUTORY
REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
1.3 Does the State have, at a
minimum, a definition of
basic
,
proficient
and
advanced
student
achievement levels in
reading/language arts and
mathematics?
 
 
 
State has defined three levels
of student achievement:
basic
,
proficient
and
advanced
.
1
 
 
Student achievement levels of
proficient
and
advanced
 
determine how well students
are mastering the materials in
the State’s academic content
standards; and the
basic
level
of achievement provides
complete information about
the progress of lower-
achieving students toward
mastering the
proficient
and
advanced
levels.
 
 
Standards do not meet the
legislated requirements.
 
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The Florida Comprehensive Assessment Test (FCAT) uses five Achievement
Levels, numbered 1-5 with 1 the lowest level and 5 the highest level. For
purposes of NCLB implementation, Level 1 is “Below Basic,” Level 2 is “Basic,”
Levels 3 and 4 are “Proficient,” and Level 5 is “Advanced.” FCAT results will
continue to be reported with the original numbering system, but all NCLB reports
will include references to the titles required in federal legislation.
 
 
 
 
 
Links to Supporting Evidence: See Appendix B, Table 5 attached hereto.
 
 
 
 
1
System of State achievement standards will be reviewed by the Standards and Assessments
Peer Review. The Accountability Peer Review will determine that achievement levels are used in
determining AYP.
 
  
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Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING STATUTORY
REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
1.4 How does the State
provide accountability and
adequate yearly progress
decisions and information
in a timely manner
 
State provides decisions
about adequate yearly
progress in time for LEAs to
implement the required
provisions before the
beginning of the next
academic year.
 
State allows enough time to
notify parents about public
school choice or supplemental
educational service options,
time for parents to make an
informed decision, and time to
implement public school
choice and supplemental
educational services.
 
 
Timeline does not provide
sufficient time for LEAs to fulfill
their responsibilities before the
beginning of the next
academic year.
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
The FCAT is administered in late February and early March with test results
available to schools prior to the end of the school term in May. The data are
released in waves with the first release describing district and state summary
data and the second wave providing student-by-student test results. To expedite
the release of student level data, the Department’s test support contractor
provides the means whereby districts can access their data electronically from a
secure server prior to shipment of the printed reports. State summary data are
available in early May and can be used to determine if the state objective targets
have been met.
 
As soon as the final data files have been produced in early May, work can begin
on assembling the information with which to determine school and district AYP.
The reports will be available in time for parents to make informed “school choice”
decisions prior to the beginning of the following school year in August.
 
Links to Supporting Evidence: See Appendix B attached hereto. Also, see
Section 1008.22, F.S.
 
 
 
 
  
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Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING STATUTORY
REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
1.5 Does the State
Accountability System
produce an annual State
Report Card?
 
 
The State Report Card
includes all the required data
elements [see Appendix A for
the list of required data
elements].
 
The State Report Card is
available to the public at the
beginning of the academic
year.
 
The State Report Card is
accessible in languages of
major populations in the State,
to the extent possible.
 
Assessment results and other
academic indicators (including
graduation rates) are reported
by student subgroups
 
 
The State Report Card does
not include all the required
data elements.
 
The State Report Card is not
available to the public.
 
 
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
For many years, Florida has released school, district, and state level student
assessment results. Each district is required to prepare an annual report that
must include information about student achievement and other relevant
information. State, district and school reports provide data similar to those
required by NCLB. Additional required elements will be included to become fully
compliant. The Department is committed to the release of a State Report Card
that meets the requirements of NCLB. The data elements found in Appendix A of
this document will be included, and the report will be available by the beginning
of the school academic year.
 
The state reports will be available through the Department’s Internet web site.
As Spanish is the second most used language in Florida, the State Report Card
also will be available in this language.
 
Links to Supporting Evidence: See chart in Appendix A attached here to. Also,
see Section 1008.385, F.S. and the following web site:
http://info.doe.state.fl.us/fsir/.
 
 
 
  
10
  

Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING STATUTORY
REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
1.6 How does the State
Accountability System
include rewards and
sanctions for public
schools and LEAs?
2
 
 
 
State uses one or more types
of rewards and sanctions,
where the criteria are:
 
Set by the State;
 
Based on adequate
yearly progress
decisions; and,
 
Applied uniformly
across public schools
and LEAs.
 
 
State does not implement
rewards or sanctions for public
schools and LEAs based on
adequate yearly progress.
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
2
The state must provide rewards and sanctions for all public schools and LEAs for making
adequate yearly progress, except that the State is not required to hold schools and LEAs not
receiving Title I funds to the requirements of section 1116 of NCLB [§200.12(b)(40)].
 
  
11
  

Florida NCLB Accountability Workbook
Florida law provides for various rewards and sanctions, depending on
performance results. Section 1002.31, F.S., mandates a “school choice”
program for each district. Section 1002.38, F.S., provides “opportunity
scholarships” for students attending a school rated “failing” for two years in any
four-year period. Parents may choose to enroll these children in other public or
private schools. Section 1008.32, F.S., gives the State Board of Education the
authority to monitor educational quality and take firm steps to intervene in any
school district, if needed. See also Rule 6A-1.09981, FAC, for a description of
actions that can be taken for schools that do not perform well within the A+ Plan.
 
The School Recognition Program recognizes the high quality of many of Florida's
public schools. As authorized, the program provides greater autonomy and
financial awards to schools that demonstrate sustained or significantly improved
student performance. Schools that receive an "A" or schools that improve at least
one performance grade category are eligible for school recognition.
The 2002 Legislature appropriated funds for the District Lottery and School
Recognition Program in Item 4 of the General Appropriations Act. Of the
$306,925,000 appropriated for this purpose, $122,770,000 or 40% can be used to
fund financial awards for the Florida School Recognition Program. Each eligible
school receives $100 per student.
 
Florida will implement the requirements found in Sections 200.32 – 200.34 of the
NCLB rules mandating school classifications of “school improvement, corrective
action, and restructuring.” Title I schools not meeting AYP will be subject to
interventions and sanctions defined by federal law. These will not be applied to
schools or districts not receiving Title I funds; however, schools not meeting
standards for individual student progress toward proficiency and schools falling
below the return on investment standard shall be designated as in need of
assistance in these areas.
 
Links to Supporting Evidence: See the following web site address:
<http://www.firn.edu/doe/bosi/home0006.htm>. Also, see Sections 1002.31,
1002.38, 1008.32, 1008.345 and 1008.36, F.S; and Rule 6A-1.09981, FAC,
available at < http://www.firn.edu/doe/rules/6a-1-11.htm - 6A-1.09981>.
 
 
  
12
  

Florida NCLB Accountability Workbook
PRINCIPLE 2. All students are included in the State Accountability System.
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING STATUTORY
REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
2.1 How does the State
Accountability System
include all students in the
State?
 
 
All students in the State are
included in the State
Accountability System.
 
The definitions of “public
school” and “LEA” account for
all students enrolled in the
public school district,
regardless of program or type
of public school.
 
 
Public school students exist in
the State for whom the State
Accountability System makes
no provision.
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
  
13
  

Florida NCLB Accountability Workbook
 
All students are included in the NCLB accountability system. The vast majority of
students take the FCAT in grades 3-10. LEP students who have been enrolled in
an approved English for Speakers of Other Languages (ESOL) program for 12
months or less for whom it is determined on an individual basis that the FCAT is
not an appropriate measure of academic proficiency are assessed using other
measures of academic performance. The Department has implemented a system
of locally-developed alternate assessments for those students with disabilities for
whom the Sunshine State Standards and participation in the FCAT are not
appropriate. Districts report the results of these assessments to the state in
terms of students who are at different levels of proficiency. This allows the state
to aggregate information about how many students are “Proficient or Above” in
terms of the assessments they took.
 
Florida statute requires that school districts operate educational programs for
students in juvenile justice centers and programs. Each such program has a
unique school number and will be treated as a school. If the school is too small
to produce valid student performance data, then students served in these
programs shall be included in the district performance rating. All students shall
be assessed and included in the state accountability system.
 
All students who are “mobile,” meaning they attend more than one school during
the year, shall be included in the statewide assessment system and included
within the district and/or state AYP calculation.
 
 
 
 
 
 
 
 
Links to Supporting Evidence: See the following web address for information
about alternate assessments: < http://www.firn.edu/doe/commhome/pub-
home.htm>.
 
 
 
 
  
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Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING STATUTORY
REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
2.2 How does the State
define “full academic
year” for identifying
students in AYP
decisions?
 
 
The State has a definition of
“full academic year” for
determining which students are
to be included in decisions
about AYP.
 
The definition of full academic
year is consistent and applied
statewide.
 
LEAs have varying definitions
of “full academic year.”
 
The State’s definition excludes
students who must transfer
from one district to another as
they advance to the next
grade.
 
The definition of full academic
year is not applied
consistently.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
 
For the purposes of calculating school accountability under NCLB, students who
are enrolled and in attendance by the fall term as documented in Survey 2
conducted the second week of October and Survey 3 conducted the second
week of February will be included in the analyses.
 
 
 
 
 
 
 
 
 
Links to Supporting Evidence: See Appendix E attached hereto.
 
 
 
 
 
  
15
  

Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING STATUTORY
REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
2.3 How does the State
Accountability System
determine which students
have attended the same
public school and/or LEA
for a full academic year?
 
 
 
State holds public schools
accountable for students who
were enrolled at the same
public school for a full
academic year.
 
State holds LEAs accountable
for students who transfer
during the full academic year
from one public school within
the district to another public
school within the district.
 
 
State definition requires
students to attend the same
public school for more than a
full academic year to be
included in public school
accountability.
 
State definition requires
students to attend school in
the same district for more than
a full academic year to be
included in district
accountability.
 
State holds public schools
accountable for students who
have not attended the same
public school for a full
academic year.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
  
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Florida NCLB Accountability Workbook
 
For many years, Florida has had a student identification system that assigns a
unique number to each student upon initial enrollment. Because the number
follows the student throughout his/her academic career, an opportunity is
available to analyze achievement data in terms of community demographic
variables, school characteristics, staff characteristics, and the enacted
curriculum.
 
An individual student often enrolls in one school and then transfers to another
school during the school year. These students’ data will be used for district AYP
but will not be assigned to a given school for school-level AYP unless the student
transferred after the March testing window has concluded.
 
Students enrolled in the district during that period, but not at the same school, will
be assessed and included in the district calculation of AYP. Students enrolled in
the state during that period, but not in the same district will be assessed and
included in the state calculation of AYP.
 
 
 
Links to Supporting Evidence: See Section 1008.386, F.S., for information about
the student identification numbering system.
 
 
 
  
17
  

 
Florida NCLB Accountability Workbook
PRINCIPLE 3. State definition of AYP is based on expectations for growth
in student achievement that is continuous and substantial, such that all
students are proficient in reading/language arts and mathematics no later
than 2013-2014.
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
3.1 How does the State’s
definition of adequate
yearly progress require all
students to be proficient
in reading/language arts
and mathematics by the
2013-2014 academic
year?
 
 
 
The State has a timeline for
ensuring that all students will
meet or exceed the State’s
proficient level of academic
achievement in
reading/language arts
3
and
mathematics, not later than
2013-2014.
 
State definition does not
require all students to achieve
proficiency by 2013-2014.
 
State extends the timeline past
the 2013-2014 academic year.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The Department has prepared a schedule for improvements in academic
achievement in reading/language arts and mathematics that begins with the
“starting point” and concludes with 100% of the students being “Proficient or
Above” at the end of the 2013-14 academic year. See also the response to
question 3.2a.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Links to Supporting Evidence: See Appendices C and D attached hereto.
 
 
3
If the state has separate assessments to cover its language arts standards (e.g., reading and
writing), the State must create a method to include scores from all the relevant assessments.
 
  
18
  

 
Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
3.2 How does the State
Accountability System
determine whether each
student subgroup, public
school and LEA makes
AYP?
 
 
For a public school and LEA to
make adequate yearly
progress, each student
subgroup must meet or exceed
the State annual measurable
objectives, each student
subgroup must have at least a
95% participation rate in the
statewide assessments, and
the school must meet the
State’s requirement for other
academic indicators.
 
However, if in any particular
year the student subgroup
does not meet those annual
measurable objectives, the
public school or LEA may be
considered to have made AYP,
if the percentage of students in
that group who did not meet or
exceed the proficient level of
academic achievement on the
State assessments for that
year decreased by 10% of that
percentage from the preceding
public school year; that group
made progress on one or more
of the State’s academic
indicators; and that group had
at least 95% participation rate
on the statewide assessment.
 
 
State uses different method for
calculating how public schools
and LEAs make AYP.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
  
19
  

Florida NCLB Accountability Workbook
 
The state plan includes the criteria that are part of the NCLB authorization. A
school will meet AYP if all of its subgroups meet the state targets. If one or more
subgroups do not meet the state measurable objectives in reading or
mathematics, the “safe harbor” criteria will be applied. This requires that the
school demonstrate that, for each of the subgroups that did not meet the state
objectives, the proficiency level of those subgroups must have improved by 10%.
In addition, the school must have made progress of at least one percent increase
on the state’s “other indicators” and must have attained at least 95% participation
in the assessment.
 
For example, if School A did not meet the state objectives in reading and if, for
example, its Hispanic minority students showed growth from 50% to 57%
“Proficient and Above” and if the Hispanic subgroup made improvement of at
least 1% in the “other” indicator, it would be classified as meeting AYP. Note:
the school would be expected to improve the reading scores of the Hispanic
subgroup by 5% (10% of the base of 50%), which results in 7% improvement
(57% minus 50%).
 
However, the Florida unified approach includes an additional criterion for a
school to meet AYP. Under the terms of the Florida A+ Plan for Education, each
school is given a grade ranging from “A” to “F.” No school rated within this
system as either “D” or “F” will be determined to be meeting AYP. This feature
enhances the accountability of the overall program since the Florida A+ Plan
includes a measurement of academic growth for students in the lowest 25%.
Even the most capable school must show growth of its lowest achieving students
within the A+ system. See Appendix F.
 
The State has adopted a system whereby the performance for any single year
will be the average of that year and the one immediately preceding it—e.g.,
2003-04 will be combined with 2002-03 and reported in the summer of 2004.
This will have the effect of stabilizing any wide differences in the student
population from year to year.
 
If a school does not meet the 10% growth “safe harbor” as described above, the
progress of its non-Proficient students will be examined. If the school
demonstrates that more than half of the non-Proficient students have grown more
than their individual growth expectation from last year to the current year, AYP
will have been met. The State will establish the growth expectations on the basis
that non-Proficient students will become Proficient or Above over time.
 
 
 
Links to Supporting Evidence: See Appendices E and F attached hereto.
 
 
 
  
20
  

 
Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
3.2a What is the State’s
starting point for
calculating Adequate
Yearly Progress?
 
 
 
Using data from the 2001-2002
school year, the State
established separate starting
points in reading/language arts
and mathematics for
measuring the percentage of
students meeting or exceeding
the State’s proficient level of
academic achievement.
 
Each starting point is based, at
a minimum, on the higher of
the following percentages of
students at the proficient level:
(1) the percentage in the State
of proficient students in the
lowest-achieving student
subgroup; or, (2) the
percentage of proficient
students in a public school at
the 20
th
percentile of the
State’s total enrollment among
all schools ranked by the
percentage of students at the
proficient level.
 
A State may use these
procedures to establish
separate starting points by
grade span; however, the
starting point must be the
same for all like schools (e.g.,
one same starting point for all
elementary schools, one same
starting point for all middle
schools…).
 
 
 
 
 
 
The State Accountability
System uses a different
method for calculating the
starting point (or baseline
data).
 
  
21
  

Florida NCLB Accountability Workbook
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The Department analyzed the FCAT results from the academic year 2001-02
according to the requirements of NCLB. The results can be found in Appendix C
to this document. The data were analyzed by both methods specified in law, and
the higher level was determined to be the starting point.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Links to Supporting Evidence: See Appendix C attached hereto.
 
 
 
 
  
22
  

 
Florida NCLB Accountability Workbook
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
3.2b What are the State’s
annual measurable
objectives for
determining adequate
yearly progress?
 
 
State has annual measurable
objectives that are consistent
with a state’s intermediate
goals and that identify for each
year a minimum percentage of
students who must meet or
exceed the proficient level of
academic achievement on the
State’s academic
assessments.
 
The State’s annual measurable
objectives ensure that all
students meet or exceed the
State’s proficient level of
academic achievement within
the timeline.
 
The State’s annual measurable
objectives are the same
throughout the State for each
public school, each LEA, and
each subgroup of students.
 
 
The State Accountability
System uses another method
for calculating annual
measurable objectives.
 
The State Accountability
System does not include
annual measurable objectives.
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The State’s annual objectives for improvement in reading and mathematics are
shown in Appendix D. Florida has developed and is implementing a science
assessment but the performance standards have not yet been established.
Science has not yet been included in the analysis of measurable objectives.
 
In the event that the Florida Board of Education chooses to adopt higher
expectations for the FCAT at one or more grade levels, this schedule may be
changed.
 
 
 
 
 
Links to Supporting Evidence: See Appendix D attached hereto.
 
 
 
 
  
23
  

 
Florida NCLB Accountability Workbook
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
3.2c What are the State’s
intermediate goals for
determining adequate
yearly progress?
 
 
State has established
intermediate goals that
increase in equal increments
over the period covered by the
State timeline.
 
The first incremental
increase takes effect
not later than the
2004-2005 academic
year.
 
Each following
incremental increase
occurs within three
years.
 
 
The State uses another
method for calculating
intermediate goals.
 
The State does not include
intermediate goals in its
definition of adequate yearly
progress.
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The state plan provides intermediate goals as shown in Appendix D. These have
been designed to permit increases every three years using 2001-02 as the base
year. This system provides four increases leading to the final expectation of
100% proficiency.
 
 
Links to Supporting Evidence: See Appendix D attached hereto.
 
 
 
 
 
  
24
  

 
Florida NCLB Accountability Workbook
 
PRINCIPLE 4. State makes annual decisions about the achievement of all
public schools and LEAs.
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
4.1 How does the State
Accountability System
make an annual
determination of whether
each public school and
LEA in the State made
AYP?
 
 
AYP decisions for each public
school and LEA are made
annually.
4
 
 
AYP decisions for public
schools and LEAs are not
made annually.
 
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
AYP decisions for each public school and school district will be made annually
using the system described in Appendix E and the schedule shown in the
response to Critical Element 3.2c.
 
Data will be collected from the FCAT and the alternate assessment systems,
combined, and disaggregated. State level, district, and school data will be
available. For each school and each school district, the results will be compiled
and analyzed in accordance with the AYP plan.
 
Data will be averaged across two academic years as described in the response
to Critical Element 3.2.
 
Links to Supporting Evidence: See Appendix E attached hereto.
 
 
 
4
Decisions may be based upon several years of data and data may be averaged across grades
within a public school [§1111(b)(2)(J)].
 
  
25
  

 
Florida NCLB Accountability Workbook
 
PRINCIPLE 5. All public schools and LEAs are held accountable for the
achievement of individual subgroups.
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
5.1 How does the definition
of adequate yearly
progress include all the
required student
subgroups?
 
 
Identifies subgroups for
defining adequate yearly
progress: economically
disadvantaged, major racial
and ethnic groups, students
with disabilities, and students
with limited English proficiency.
 
Provides definition and data
source of subgroups for
adequate yearly progress.
 
 
 
State does not disaggregate
data by each required student
subgroup.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
For each school and district, the Department will report the assessment results
through a two-dimensional matrix illustrated in Appendix E.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Links to Supporting Evidence: See Appendix E attached hereto.
 
 
 
 
  
26
  

 
Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
5.2 How are public schools
and LEAs held
accountable for the
progress of student
subgroups in the
determination of
adequate yearly
progress?
 
 
Public schools and LEAs are
held accountable for student
subgroup achievement:
economically disadvantaged,
major ethnic and racial groups,
students with disabilities, and
limited English proficient
students.
 
 
 
 
State does not include student
subgroups in its State
Accountability System.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The Department’s system for determining AYP requires that progress be made
within the specified subgroups for AYP to be achieved at the school and district
level. These include:
 
1. All
students
2. Economically disadvantaged students
3. Students with disabilities (SWD)
4. Limited English proficient students (LEP)
5. White, Black, Hispanic, Asian, and American Indian students (separately)
 
Data for the above subgroups will be reported contingent upon group size
limitations discussed in Critical Element 5.5.
 
Students who initially are classified as SWD or LEP and who subsequently leave
that official classification will no longer be considered as SWD or LEP for
accountability purposes and will be considered in the total group as well as in
their race/ethnic or economically disadvantaged group, if applicable.
 
 
 
 
 
 
 
 
  
27
  

 
Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
5.3 How are students with
disabilities included in
the State’s definition of
adequate yearly
progress?
 
 
All students with disabilities
participate in statewide
assessments: general
assessments with or without
accommodations or an
alternate assessment based on
grade level standards for the
grade in which students are
enrolled.
 
State demonstrates that
students with disabilities are
fully included in the State
Accountability System.
 
 
The State Accountability
System or State policy excludes
students with disabilities from
participating in the statewide
assessments.
 
State cannot demonstrate that
alternate assessments measure
grade-level standards for the
grade in which students are
enrolled.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The Florida assessment program, FCAT, emphasizes the participation of ALL
students. Students with disabilities are provided a wide variety of
accommodations. Students with disabilities who do not participate in FCAT are
assessed with an alternate assessment process, the results of which are merged
with the FCAT proficiency ratings.
 
 
Florida’s program expects schools to provide the opportunity to learn for students
with disabilities and for LEP students with the intent of preparing them for
graduation with a regular diploma.
 
 
 
 
 
 
 
  
28
  

 
Florida NCLB Accountability Workbook
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
5.4 How are students with
limited English
proficiency included in
the State’s definition of
adequate yearly
progress?
 
 
All LEP students participate in
statewide assessments:
general assessments with or
without accommodations or a
native language version of the
general assessment based on
grade level standards.
 
State demonstrates that LEP
students are fully included in
the State Accountability
System.
 
 
LEP students are not fully
included in the State
Accountability System.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
See also the response to Critical Element 5.3.
 
The academic achievement of all students classified as limited English proficient
will be measured and reported. LEP students are required to participate in the
FCAT assessment program. The scores of LEP students participating in the
FCAT are included in the accountability system and affect the calculation of AYP.
 
On an individual basis, it may be determined that the FCAT is not an appropriate
measure of academic performance for LEP students who have been enrolled in
an approved English for Speakers of Other Languages (ESOL) program for 12
months or less. However, the academic achievement of these students is
measured and reported. See Appendix B for complete description of Florida’s
process and for a discussion of how LEP students are accommodated, including
language assistance, when taking the FCAT.
 
Links to Supporting Evidence: See the following web sites for further information
about assessing LEP students: < http://www.firn.edu/doe/omsle/dps97054.htm>
and
<http://www.firn.edu/doe/omsle/omspubpg.htm>.
 
 
 
 
 
  
29
  

 
Florida NCLB Accountability Workbook
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
5.5 What is the State's
definition of the
minimum number of
students in a subgroup
required for reporting
purposes? For
accountability
purposes?
 
 
State defines the number of
students required in a subgroup
for reporting and accountability
purposes, and applies this
definition consistently across
the State.
5
 
 
Definition of subgroup will result
in data that are statistically
reliable.
 
 
State does not define the
required number of students in
a subgroup for reporting and
accountability purposes.
 
Definition is not applied
consistently across the State.
 
Definition does not result in
data that are statistically
reliable.
 
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The Department will utilize the following minimum group sizes.
 
1
For public reporting purposes, there shall be no fewer than 10 students in a
cell.
 
2
For accountability purposes, the minimum group size shall be 30 students.
 
These values have been in use for many years in reporting statistical data
collected by the Department. The value of 30 for group reporting has been
incorporated in State Board of Education Rule. See Rule 6A-1.09981, FAC.
 
 
 
 
 
 
Links to Supporting Evidence: See Rule 6A-1.09981, FAC, available at
<http://www.firn.edu/doe/rules/6a-1-11.htm - 6A-1.09981>.
 
 
5
The minimum number is not required to be the same for reporting and accountability.
 
  
30
  

 
Florida NCLB Accountability Workbook
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
5.6 How does the State
Accountability System
protect the privacy of
students when reporting
results and when
determining AYP?
 
 
Definition does not reveal
personally identifiable
information.
6
 
 
Definition reveals personally
identifiable information.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The Florida educational data system protects the identity of all student
information. See Rule 6A-1.0014, FAC, language below:
 
Each school district and the Department shall develop and
implement an automated information system component which
shall be part of, and compatible with, the statewide comprehensive
management information system. Each information system
component shall contain automated student, staff and finance
information systems and shall include procedures for the security,
privacy and retention of automated records. The procedures for the
security, privacy and retention of automated student records shall
be in accordance with the requirements of 20 U.S.C. 1232g(b)(3),
34 CFR Part 99 and Section 228.093, Florida Statutes.
 
FCAT test results likewise are protected from disclosure to unauthorized
persons. Any individual wishing to use Florida student data for research or
contract purposes must adhere to the provisions of Florida’s statutes and rules
related to disclosure of sensitive information.
 
In addition, performance levels within a reporting cell will be reported only if the
performance is less than 5% and more than 95%. By not specifically reporting
very small or very large percentages, student identity is further protected.
 
 
Links to Supporting Evidence: See Rule 6A-1.0014, FAC, available at
<http://www.firn.edu/doe/rules/6a-1-1.htm#6A-1.0014>.
 
 
 
6
The Family Education Rights and Privacy Act (FERPA) prohibits an LEA that receives Federal
funds from releasing, without the prior written consent of a student’s parents, any personally
identifiable information contained in a student’s education record.
 
  
31
  

 
Florida NCLB Accountability Workbook
 
PRINCIPLE 6. State definition of AYP is based primarily on the State’s
academic assessments.
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
6.1
How is the State’s
definition of adequate
yearly progress based
primarily on academic
assessments?
 
 
Formula for AYP shows that
decisions are based primarily
on assessments.
7
 
 
Plan clearly identifies which
assessments are included in
accountability.
 
 
Formula for AYP shows that
decisions are based primarily
on non-academic indicators or
indicators other than the State
assessments.
 
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The Florida accountability program for NCLB will be based primarily on the
results of student academic assessments. Other indicators will be used in
accordance with the requirements of NCLB.
 
See also Appendix E for a discussion of the “other indicators.” For elementary
and middle schools, the results of the statewide writing assessment will be used.
For high schools, the grade 10 writing assessment and the high school
graduation rate will be used.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
7
State Assessment System will be reviewed by the Standards and Assessments Peer Review
Team.
 
  
32
  

 
Florida NCLB Accountability Workbook
PRINCIPLE 7. State definition of AYP includes graduation rates for public
High schools and an additional indicator selected by the State for public
Middle and public Elementary schools (such as attendance rates).
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
 
7.1 What is the State
definition for the public
high school graduation
rate?
 
 
State definition of graduation
rate:
 
Calculates the
percentage of students,
measured from the
beginning of the school
year, who graduate
from public high school
with a regular diploma
(not including a GED or
any other diploma not
fully aligned with the
state’s academic
standards) in the
standard number of
years; or,
 
Uses another more
accurate definition that
has been approved by
the Secretary; and
 
Must avoid counting a
dropout as a transfer.
 
Graduation rate is included (in
the aggregate) for AYP, and
disaggregated (as necessary)
for use when applying the
exception clause
8
to make AYP.
 
 
 
 
 
 
 
 
 
State definition of public high
school graduation rate does not
meet these criteria.
8
See USC 6311(b)(2)(I)(i), and 34 C.F.R. 200.20(b)
 
  
33
  

Florida NCLB Consolidated Application
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
In Florida, the number of graduates from a four-year adjusted cohort is divided by
the total number of students in the adjusted cohort. The adjusted cohort
(denominator) is determined through a multi-step process in which we subtract
from the 9
th
grade cohort the students who transfer out of the school or are
deceased and add the students transferring into the school who, at the time of
their enrollment, are on the same schedule to graduate as students from the first
group. This definition is more accurate than the definition created by the National
Center for Education Statistics.
 
For NCLB, we propose to use the prior year graduation rate for the calculation of
AYP and the state report card. This is necessary because many districts
graduate students during summer school, and the deadline for AYP calculations
and public reporting can occur prior to summer school conclusion for some
districts.
 
The NCLB graduation rate will vary slightly from the graduation rate that Florida
publishes annually because NCLB excludes GED recipients. At this time, all
Florida high school students receiving a GED from the Florida Department of
Education are included in our published graduation rate.
 
For the purposes of calculating the graduation rate, the classification of students
in grade 9 will follow them throughout their high school career. For example, if a
student is classified as SWD in grade 9 but then by grade 11 is no longer
considered to be SWD, he/she will still be counted as if the classification had not
changed.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
34
 
 
 

 
Florida NCLB Consolidated Application
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
7.2 What is the State’s
additional academic
indicator for public
elementary schools for
the definition of AYP?
For public middle
schools for the
definition of AYP?
 
 
 
State defines the additional
academic indicators, e.g.,
additional State or locally
administered assessments not
included in the State
assessment system, grade-to-
grade retention rates or
attendance rates.
9
 
 
An additional academic
indicator is included (in the
aggregate) for AYP, and
disaggregated (as necessary)
for use when applying the
exception clause to make AYP.
 
 
State has not defined an
additional academic indicator
for elementary and middle
schools.
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The Florida plan will utilize the results of the FCAT writing assessment in grades
4, 8, and 10 as “other indicator.” In addition, for grade 10, the high school
graduation rate will be an “other indicator.”
 
The FCAT writing assessment is described in Appendix B.
 
 
 
 
 
 
 
 
 
 
Links to Supporting Evidence: See Appendix B attached hereto.
 
9
NCLB only lists these indicators as examples.
 
35
 
 
 

Florida NCLB Consolidated Application
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
7.3 Are the State’s
academic indicators
valid and reliable?
 
 
 
 
State has defined academic
indicators that are valid and
reliable.
 
State has defined academic
indicators that are consistent
with nationally recognized
standards, if any.
 
 
State has an academic
indicator that is not valid and
reliable.
 
State has an academic
indicator that is not consistent
with nationally recognized
standards.
 
State has an academic
indicator that is not consistent
within grade levels.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The statewide assessment tests (FCAT) in reading, writing, and mathematics are
reliable and valid instruments. See the web site address shown below for the
FCAT Technical Report for reading, writing, and mathematics.
 
 
 
 
 
 
 
 
 
 
 
 
Links to Supporting Evidence: The FCAT Technical Report is available at:
<http://www.firn.edu/doe/sas/fcat/fcatpub2.htm>.
 
 
36
 
 
 

 
Florida NCLB Consolidated Application
 
 
PRINCIPLE 8. AYP is based on reading/language arts and mathematics
achievement objectives.
 
 
 
CRITICAL ELEMENT
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
8.1 Does the state measure
achievement in
reading/language arts
and mathematics
separately for determining
AYP?
 
    
 
 
State AYP determination for
student subgroups, public
schools and LEAs separately
measures reading/language
arts and mathematics.
10
 
 
AYP is a separate calculation
for reading/language arts and
mathematics for each group,
public school, and LEA.
 
 
State AYP determination for
student subgroups, public
schools and LEAs averages or
combines achievement across
reading/language arts and
mathematics.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
Reading, writing, and mathematics are separately measured and reported as part
of the FCAT system. The data from each of these is used in the AYP
calculations. See Appendix E.
 
Florida also is using its A+ Plan for Education “school grades” as an additional
criterion for the “safe harbor.” See Critical Element 3.2. The A+ school grading
system is described in Appendix F. In the calculation of school grades, a school
earns points according to the degree to which students are Proficient or Above in
reading, writing, and mathematics in a compensatory fashion. That is, the points
are merged and a school can be relatively high or low across the various
measures. The results of the A+ Plan are used only as described in Critical
Element 3.2.
 
Florida will provide an additional measure in safe harbor that measures each
student’s individual progress toward proficiency. Annual targets will provide for
expedited individual instructional targets and enrich the system.
 
 
 
Links to Supporting Evidence: See Appendices E and F.
 
 
10
If the state has more than one assessment to cover its language arts standards, the State must
create a method for including scores from all the relevant assessments.
 
37
 
 
 

 
Florida NCLB Consolidated Application
 
PRINCIPLE 9. State Accountability System is statistically valid and reliable.
 
 
 
CRITICAL ELEMENT
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
9.1
How do AYP
determinations meet the
State’s standard for
acceptable reliability?
 
 
State has defined a method for
determining an acceptable level
of reliability (decision
consistency) for AYP decisions.
 
State provides evidence that
decision consistency is (1)
within the range deemed
acceptable to the State, and (2)
meets professional standards
and practice.
 
State publicly reports the
estimate of decision
consistency, and incorporates it
appropriately into accountability
decisions.
 
State updates analysis and
reporting of decision
consistency at appropriate
intervals.
 
 
State does not have an
acceptable method for
determining reliability (decision
consistency) of accountability
decisions, e.g., it reports only
reliability coefficients for its
assessments.
 
State has parameters for
acceptable reliability; however,
the actual reliability (decision
consistency) falls outside those
parameters.
 
State’s evidence regarding
accountability reliability
(decision consistency) is not
updated.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
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Florida NCLB Consolidated Application
 
 
CRITICAL ELEMENT
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
The Florida assessment and accountability programs take great pains to provide
reliable results. The FCAT student tests are annually evaluated for reliability
using several different methods. The Department triangulates data quality
control so that no data are released unless three independent parties agree on
the accuracy of the processing, analysis, and reporting. The A+ school grading
system includes various quality control steps as well as a formal appeal process
available to each school.
 
Data are not reported for low n-count data cells, and the individual student results
are maintained in a secure manner, not subject to inappropriate release. Each
student’s test score is reported using confidence intervals based on the standard
error of measurement. Test answer sheets for grade 12 students who are just a
few points from earning passing scores are routinely hand scored in addition to
being computer scored. If there are any questions about missing or inaccurate
data, the agency immediately investigates the situation and takes corrective
action as may be appropriate.
 
The assessment results that form the basis for the AYP decisions will be
averaged over a two-year period to create more stability in the system. Use of
the “safe harbor” further provides a safeguard for schools and districts that are
making good progress with their students.
 
 
 
 
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Florida NCLB Consolidated Application
 
 
 
CRITICAL ELEMENT
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
9.2
What is the State's
process for making valid
AYP determinations?
 
 
State has established a
process for public schools and
LEAs to appeal an
accountability decision.
 
 
State does not have a system
for handling appeals of
accountability decisions.
 
 
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
Schools and districts will be evaluated separately for reading and mathematics
performance. A school or district could fail to meet its AYP requirements in
reading one year, improve in reading the second year, and become deficient in
mathematics the second year. If this occurs, the school or district will not be
subjected to the requirements of Sections 200.32-200.34 of the NCLB rules
because it has not had two consecutive years of poor performance in the same
content area. If a school or district fails to meet its AYP requirements in the
same content area (e.g., reading) for two consecutive years, it will be subjected
to the requirements of Sections 200.3-200.34.
 
According to the requirements of NCLB, before a school can be identified for
school improvement, corrective action, or restructuring, the school district must
provide the school with the opportunity to review the data on which such a
decision will be made. Under the law, this responsibility is assigned to districts,
not the state agency. The state agency will provide leadership and technical
assistance to districts in the creation of appropriate processes whereby schools
can appeal decisions about their AYP status.
 
With regard to its A+ school grading system, the state agency has a process
whereby schools and districts can appeal their accountability results. The
appeals process is initiated immediately upon receipt of the accountability
findings, and the school or district must submit its counter evidence within thirty
days. The agency reviews the data, clarifies anything that is not clear, and
issues a final finding. Previous experience has shown that appeals are often
based on (1) incorrect student identification, (2) inaccurate student
classifications, and (3) missing student answer documents.
 
Links to Supporting Evidence: See Rule 6A-1.09981, FAC, located at:
<http://www.firn.edu/doe/rules/6a-1-11.htm - 6A-1.09981> for information about
the A+ school grading system.
 
 
 
 
40
 
 
 

 
Florida NCLB Consolidated Application
 
 
 
CRITICAL ELEMENT
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
9.3
How
has the State
planned for incorporating into
its definition of AYP
anticipated changes in
assessments?
 
State has a plan to maintain
continuity in AYP decisions
necessary for validity through
planned assessment changes,
and other changes necessary
to comply fully with NCLB.
11
 
 
State has a plan for including
new public schools in the State
Accountability System.
 
State has a plan for periodically
reviewing its State
Accountability System, so that
unforeseen changes can be
quickly addressed.
 
State’s transition plan interrupts
annual determination of AYP.
 
State does not have a plan for
handling changes: e.g., to its
assessment system, or the
addition of new public schools.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
11
Several events may occur which necessitate such a plan. For example, (1) the State may need
to include additional assessments in grades 3-8 by 2005-2006; (2) the State may revise content
and/or academic achievement standards; (3) the State may need to recalculate the starting point
with the addition of new assessments; or (4) the State may need to incorporate the graduation
rate or other indicators into its State Accountability System. These events may require new
calculations of validity and reliability.
 
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Florida NCLB Consolidated Application
 
 
CRITICAL ELEMENT
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
Changes in the FCAT program already are underway in that the new science
assessment will be in operation in the spring of 2003. Student performance on the
science test will be incorporated into the NCLB system in accordance with law and
will require definition of cut-scores, calculation of a starting point, and determination
of annual improvement objectives. Because the FCAT score scale has been
stabilized and vertically equated (reading and mathematics) and because new
items are constantly added to the item pool, the system can be sustained
indefinitely. A revision of the Sunshine State Standards is expected to be
completed over the next two years, but slight changes in the content standards
should not lead to significant changes in the statistical system underlying the FCAT.
 
New public schools are opened annually, and their inclusion will present no
difficulties for the overall system. Each school district will be responsible for the
performance of students in any new schools, and each individual school will be
included in the AYP system as soon as its student assessment data are available.
Status information will be available as a result of the first administration of FCAT,
and gain information will be available after the second administration.
 
 
 
 
 
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Florida NCLB Consolidated Application
PRINCIPLE 10. In order for a public school or LEA to make AYP, the State
ensures that it assessed at least 95% of the students enrolled in each
subgroup.
 
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
10.1 What is the State's
method for calculating
participation rates in the
State assessments for
use in AYP
determinations?
 
 
State has a procedure to
determine the number of
absent or untested students
(by subgroup and aggregate).
 
State has a procedure to
determine the denominator
(total enrollment) for the 95%
calculation (by subgroup and
aggregate).
 
Public schools and LEAs are
held accountable for reaching
the 95% assessed goal.
 
 
The state does not have a
procedure for determining the
rate of students participating in
statewide assessments.
 
Public schools and LEAs are
not held accountable for
testing at least 95% of their
students.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
In the school year 2001-02, Florida implemented a new procedure whereby each
student is accounted for at the time the FCAT was administered. With the
student identification number and the other information about the subgroup to
which an individual student belongs, it will not be difficult to determine the
participation rates for each school and district. The State is committed to the
goal of assessing all eligible students.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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Florida NCLB Consolidated Application
 
 
CRITICAL ELEMENT
 
 
EXAMPLES FOR
MEETING REQUIREMENTS
 
EXAMPLES OF
NOT
MEETING
REQUIREMENTS
 
10.2 What is the State's
policy for determining
when the 95%
assessed requirement
should be applied?
 
 
State has a policy that
implements the regulation
regarding the use of 95%
allowance when the group is
statistically significant
according to State rules.
 
 
State does not have a
procedure for making this
determination.
 
 
STATE RESPONSE AND STATE ACTIVITIES FOR MEETING REQUIREMENTS
 
 
The Department’s policy is that 95% participation is required and reported as
long as the group size is 30 or more eligible students. For 30 students, 95% is
29, so only one student could miss the assessment activity.
 
The n = 30 policy is in current State Board of Education policy in Rule 6A-
1.09881, FAC.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Links to Supporting Evidence: See Rule 6A-1.09981, FAC, at
<http://www.firn.edu/doe/rules/6a-1-11.htm - 6A-1.09981>.
 
 
 
 
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Florida NCLB Consolidated Application
  
Appendix A
 
Required Data Elements for State Report Card
 
 
Section 1111(h)(1)(C) of No Child Left Behind requires the following information
in the State Report Card.
 
1. Information, in the aggregate, on student achievement at each proficiency
level on the State academic assessments (disaggregated by race, ethnicity,
gender, disability status, migrant status, English proficiency, and status as
economically disadvantaged) except that such disaggregation shall not be
required in a case in which the number of students in a category is insufficient to
yield statistically reliable information or the results would reveal personally
identifiable information about an individual student.
 
2. Information that provides a comparison between the actual achievement
levels of each student subgroup and the State’s annual measurable objectives
for each such group of students on each of the academic assessments.
 
3. The percentage of students not tested (disaggregated by the student
subgroups), except that such disaggregation shall not be required in a case in
which the number of students in a category is insufficient to yield statistically
reliable information or the results would reveal personally identifiable information
about an individual student.
 
4. The most recent 2-year trend in student achievement in each subject area,
and for each grade level, for the required assessments.
 
5. Aggregate information on any other indicators used by the State to determine
the adequate yearly progress of students in achieving State academic
achievement standards disaggregated by student subgroups.
 
6. Graduation rates for secondary school students disaggregated by student
subgroups.
 
7. Information on the performance of local educational agencies in the State
regarding making adequate yearly progress, including the number and name of
each school identified for school improvement under section 1116.
 
8. The professional qualifications of teachers in the State, the percentage of
such teachers teaching with emergency or provisional credentials, and the
percentage of classes in the State not taught by highly qualified teachers, in the
aggregate and disaggregated by high-poverty compared to low-poverty schools
 
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Florida NCLB Consolidated Application
 
46
 
 
 
which (for this purpose) means schools in the top quartile of poverty and the
bottom quartile of poverty in the State.
 

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