1. A. GENERAL INFORMATION
      1. A-1. What is the legal authority for the contractual agreement between a school
      2. district and a state-approved Supplemental Educational Services (SES) provider?
      3. A-2. What is the purpose of the contractual agreement between a school district and a
      4. state-approved SES provider?
      5. A-3. What are the responsibilities of the school district?
      6. A-4. What are the responsibilities of the state-approved SES provider?
      7. A-5. What entities are eligible to provide SES?
      8. A-6. Which districts are required to offer SES?
      9. B. ESSENTIAL COMPONENTS OF THE WRITTEN CONTRACT BETWEEN THE SCHOOL DISTRICT AND SES PROVIDER
        1. B-1. What are the essential components of the written contract between the school
        2. district and state-approved SES provider?
        3. B-2. What are the general provisions or terms of agreement?
        4. B-3. Which definitions should be included in the contract?
        5. B-4. What are the obligations of the school district that should be outlined in the
        6. contract?
        7. B-5. What are the responsibilities of the state-approved SES provider that should be
        8. outlined in the contract?
        9. B-6. What are the specific provisions that should be included in the contract?
      10. C. CONTRACT MANAGEMENT
        1. C-1. Who is responsible for the management of the contract between the district and the SES provider?
        2. C-2. When should districts begin the contract process with an SES provider?
        3. C-3. When should contracts be effective?
        4. C-4. Can a district impose a start date earlier than the date identified in Florida law?
        5. C-5. Can a district refuse to contract with a state-approved SES provider?
        6. C-6. Can school districts include “termination-without-cause” clauses in their contract
        7. with a state approved SES provider?
        8. C-7. Can the school district determine timelines for contract approval?
        9. C-8. Can a provider serve a student before his or her Student Learning Plan (SLP)
        10. has been approved by the parent and the school district?
        11. C-9. Will FLDOE accept electronic signatures on Student Learning Plans?
        12. C-10. How long should the district provide SES to eligible students, and are summer
        13. sessions included?
        14. C-11. Can a provider offer free tutoring beyond the scheduled tutoring?
        15. C-12. Where parental consent has been given, can schools or districts bar the
        16. transportation of children by persons other than the parents or guardian of the
        17. child?
        18. C-13. May a district determine charges for use of school facilities based on the type of
        19. group or organization using the facilities?
        20. C-14. Can the district require that invoices be received by a certain date for payment to
        21. be made?
        22. C-15. Should the contract include specific language regarding student assessments,
        23. including timelines and procedures for conducting the assessments?
        24. C-16. Can a provider invoice a school district for the time spent conducting the pre- assessment to be used to develop Student Learning Plan or to conduct the post- assessments to determine and report in the final student progress report if students mastered their academic learning goals?
        25. C-17. Is it necessary to include confidentiality requirements related to student
        26. information in the contract between the district and SES provider?
        27. C-18. When should providers begin tutoring?
        28. C-19. Can a district add conditions relating to criteria for approval of a provider in the
        29. contract?
        30. C-20. What are district and provider responsibilities related to collecting and
        31. reporting student data?
        32. C-21. Are school districts and state-approved SES providers required to monitor the
        33. fidelity of the state-approved SES provider’s program with its agreement with the
        34. district?
        35. C-22. Who coordinates the monitoring process?
        36. C-23. Should the contract address the roles of the provider and the district in the
        37. monitoring process?
      11. D. CONTRACT WITH SCHOOLS AND DISTRICTS AS SES PROVIDERS
        1. D-1. Does a district have to contract with a district SES provider?
        2. D-2. What should be considered for the organizational infrastructure of those school and district SES providers?
        3. D-3. Should the contract address different marketing procedures for schools and
        4. districts as SES providers?
        5. D-4. Is a school or district SES provider required to follow the same facility usage policy?
        6. D-5. Which specific payment regulations apply to school and district SES providers?
        7. D-6. Does a district SES provider have to have insurances?
        8. D-7. How can a district SES provider ensure an equitable enrollment process?
        9. D-8. Will school and district SES providers be included in the state SES provider
        10. evaluation?
      12. RESOURCES
      13. ACRONYMS
      14. APPENDICES
      15. Accident Reporting
      16. Weather/Emergency Information
      17. Child Abuse Reporting
      18. Child Safety and Supervision

 
 
 
 
 
 
 
Technical Assistance Paper
 
Contractual Agreement between School Districts and State-
Approved Supplemental Educational Services (SES) Providers
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Issued by the
Florida Department of Education
 
Division of Public Schools
Bureau of Student Assistance
http://www.fldoe.org/bsa/
DPS: 2009-051
Date: July 24, 2009
Summary
:
The No Child Left Behind (NCLB) Act, signed into law in January 2002, amended the
Elementary and Secondary Education Act of 1965 and provides low-income parents whose
children attend Title I schools identified as being in need of improvement an opportunity to
access free tutoring or Supplemental Educational Services (SES). The purpose of this
document is to provide a tool and guidance for Florida’s school districts in preparing and
executing a written agreement between the district and state-approved SES providers to
ensure compliance with federal and state laws.
 
Contact
: Katrice Green
katrice.green@fldoe.org
(850) 245-0479
 
Anke Toth
anke.toth@fldoe.org
(850) 245-0414
 
Status
:
 
New Technical Assistance Paper
X
Revises and Replaces Existing Technical Assistance: K12: 2008-46
FLORIDA DEPARTMENT OF EDUCATION
DR. FRANCES HAITHCOCK
CHANCELLOR OF PUBLIC SCHOOLS
 
325 W. GAINES STREET • SUITE 514 • TALLAHASSEE, FL 32399-0400 • (850) 245-0509 • www.fldoe.org

Contractual Agreement between School District and State-Approved SES Providers
 
Table of Contents
 
 
A.
 
GENERAL INFORMATION ..............................................................................................1
 
 
A-1. What is the legal authority for the contractual agreement between a school district and a
state-approved Supplemental Educational Services (SES) provider? ..............................1
 
A-2. What is the purpose of the contractual agreement between a school district and a state-
approved SES provider? ...................................................................................................2
 
A-3. What are the responsibilities of the school district? ..........................................................2
 
A-4. What are the responsibilities of the state-approved SES provider?..................................3
 
A-5. What entities are eligible to provide SES? ........................................................................4
 
A-6. Which districts are required to offer SES? ........................................................................4
 
B.
 
ESSENTIAL COMPONENTS OF THE WRITTEN CONTRACT BETWEEN THE
SCHOOL DISTRICT AND SES PROVIDER.....................................................................5
 
 
B-1. What are the essential components of the written contract between the school district
and state-approved SES provider? ...................................................................................5
 
B-2. What are the general provisions or terms of agreement? .................................................5
 
B-3. Which definitions should be included in the contract? ......................................................5
 
B-4. What are the obligations of the school district that should be outlined in the contract?....6
 
B-5. What are the responsibilities of the state-approved SES provider that should be outlined
in the contract?..................................................................................................................6
 
B-6. What are the specific provisions that should be included in the contract?........................7
 
C.
 
CONTRACT MANAGEMENT.........................................................................................16
 
 
C-1. Who is responsible for the management of the contract between the district and the
SES provider? .................................................................................................................16
 
C-2. When should districts begin the contract process with an SES provider? ......................16
 
C-3. When should contracts be effective? ..............................................................................17
 
C-4. Can a district impose a start date earlier than the date identified in Florida law? ...........17
 
C-5. Can a district refuse to contract with a state-approved SES provider?...........................17
 
i

Contractual Agreement between School District and State-Approved SES Providers
C-6. Can school districts include “termination-without-cause” clauses in their contract with a
state approved SES provider? ........................................................................................17
 
C-7. Can the school district determine timelines for contract approval?.................................18
 
C-8. Can a provider serve a student before his or her Student Learning Plan (SLP) has been
approved by the parent and the school district? .............................................................18
 
C-9. Will FLDOE accept electronic signatures on Student Learning Plans?...........................18
 
C-10. How long should the district provide SES to eligible students, and are summer sessions
included?.........................................................................................................................18
 
C-11. Can a provider offer free tutoring beyond the scheduled tutoring? .................................19
 
C-12. Where parental consent has been given, can schools or districts bar the transportation of
children by persons other than the parents or guardian of the child? .............................19
 
C-13. May a district determine charges for use of school facilities based on the type of group or
organization using the facilities? .....................................................................................19
 
C-14. Can the district require that invoices be received by a certain date for payment to be
made? .............................................................................................................................19
 
C-15. Should the contract include specific language regarding student assessments, including
timelines and procedures for conducting the assessments?...........................................19
 
C-16. Can a provider invoice a school district for the time spent conducting the pre-
assessment to be used to develop Student Learning Plan or to conduct the post-
assessments to determine and report in the final student progress report if students
mastered their academic learning goals? .......................................................................20
 
C-17. Is it necessary to include confidentiality requirements related to student information in
the contract between the district and SES provider? ......................................................20
 
C-18. When should providers begin tutoring?...........................................................................20
 
C-19. Can a district add conditions relating to criteria for approval of a provider in the contract?
........................................................................................................................................20
 
C-20. What are district and provider responsibilities related to collecting and reporting student
data? ...............................................................................................................................21
 
C-21. Are school districts and state-approved SES providers required to monitor the fidelity of
the state-approved SES provider’s program with its agreement with the district? ..........21
 
C-22. Who coordinates the monitoring process?......................................................................21
 
C-23. Should the contract address the roles of the provider and the district in the monitoring
process?..........................................................................................................................22
 
ii

Contractual Agreement between School District and State-Approved SES Providers
D.
 
CONTRACT WITH SCHOOLS AND DISTRICTS AS SES PROVIDERS......................23
 
 
D-1. Does a district have to contract with a district SES provider?.........................................23
 
D-2. What should be considered for the organizational infrastructure of those school and
district SES providers?....................................................................................................23
 
D-3. Should the contract address different marketing procedures for schools and districts as
SES providers? ...............................................................................................................23
 
D-4. Is a school or district SES provider required to follow the same facility usage policy? ...23
 
D-5. Which specific payment regulations apply to school and district SES providers?...........24
 
D-6. Does a district SES provider have to have insurances? .................................................24
 
D-7. How can a district SES provider ensure an equitable enrollment process?....................24
 
D-8. Will school and district SES providers be included in the state SES providers evaluation?
........................................................................................................................................24
 
RESOURCES .............................................................................................................................25
 
 
ACRONYMS ...............................................................................................................................26
 
 
APPENDICES.............................................................................................................................27
 
 
iii

 
Contractual Agreement between School District and State-Approved SES Providers
A. GENERAL INFORMATION
 
A-1. What is the legal authority for the contractual agreement between a school
district and a state-approved Supplemental Educational Services (SES) provider?
 
According to the No Child Left Behind (NCLB) Act, PL 107-110, a Title I school in their second
year of improvement, corrective action, or restructuring must provide all students enrolled in the
school with the option to transfer to another public school in the district and must offer parents of
all eligible students an opportunity for their child to participate in Supplemental Educational
Services (SES) or free tutoring.
 
 
Florida’s Differentiated Accountability (DA) Plan, as approved July, 2008, reverses the order
that schools must offer choice with transportation (CWT) and SES. SES must be offered
beginning in the first year the school is identified as in need of improvement and choice with
transportation is offered beginning in the second year the school is identified as in need of
improvement.
 
The DA plan affects the implementation of NCLB school choice for the 2009-2010 school year
as follows:
 
Supplemental Educational Services must be offered to eligible students in SINI 1+
schools, and
Choice with transportation must be offered to eligible students in SINI 2+ schools.
 
Each school district must provide annual notice of the availability of SES, an explanation of
benefits of receiving SES and how parents can obtain SES for their children, the identity of
approved providers within the school district, a brief description of the services and locations
where services will take place, qualifications of staff, demonstrated effectiveness of each
provider’s program, and indicate those providers that are able to serve students with disabilities
or English Language Learners (ELLs), The district must enter into an agreement with each
provider chosen by their parents that:
 
requires the district to develop, in consultation with the parents and the provider, a
Student Learning Plan (SLP) that includes the specific achievement goals for the
student, how the student’s progress will be measured, and a timetable for improving the
student’s achievement
describes how the provider will regularly inform the student’s parents and teachers
regarding the student’s progress
provides for terminating such agreement, if the provider is unable to meet the goals and
timetables
contains provisions relating to the district making payments to the providers
prohibits the provider from disclosing the identity of any student eligible for or receiving
SES to the public without written permission of the parents
assures provision that SES is consistent with applicable health, safety, and civil rights
laws
prohibits the provider from promoting of any allowable attendance or performance
incentives before the student’s enrollment, and
1

 
Contractual Agreement between School District and State-Approved SES Providers
contains provisions regarding the requirements for securing all student records and
preventing access by unauthorized individuals including the prohibition of sharing any
student information with third parties without prior written consent of students’ parents
 
A-2. What is the purpose of the contractual agreement between a school district and a
state-approved SES provider?
 
The purpose of the contractual agreement between a school district and a state-approved SES
provider is to outline the responsibilities of school districts and state-approved SES providers
and provide a framework for an efficient and effective collaborative partnership for implementing
SES.
 
A-3. What are the responsibilities of the school district?
 
NCLB and Florida law [Section 1008.331, Florida Statutes Supplemental Educational Services
in Title I schools; school district and provider responsibilities] outline the responsibilities of
school districts related to the implementation of Supplemental Educational Services.
 
The school district must:
 
enter into a district/provider contract with each state-approved SES provider that serves
the school district. The school district is responsible for ensuring services are consistent
with the district/provider contract
create a streamlined parent enrollment and provider selection process for SES and
ensure that the process enables eligible students to begin receiving SES no later than
October 15 of each school year. In the event that the contract with a state-approved
provider is signed less than 20 days prior to October 15, the provider shall be afforded
no less than 20 days from the date the contract was executed to begin delivering
services
reassign students to another provider for the remainder of the student’s funding
allocation if the provider’s services do not begin by the timelines, if the provider’s
district/provider contract is terminated, or if the provider is removed from the state-
approved list
pay for the tutoring services from Title I funds, or other funds reserved for this purpose,
once a parent chooses a provider
use the same policies for providers regarding access to school facilities that the district
applies to other organizations that have access to school sites
provide parents with a list of providers approved by the state to serve students in the
school district, with a brief description of the services, qualifications and evidence of
effectiveness of each provider
allow the providers to contact the students’ parents to schedule a meeting to discuss or
conduct an assessment and develop the SLP once parents have selected the provider
and after the contract between the district and the provider has been signed. The district
will provide the information only for those students whose parents signed consent forms
allowing the district to share the information with providers
provide each provider with state approval to serve students in the district student names,
schools’, addresses, and telephone number of record (see Florida Statutes Section
1002.22(3)(d)(11))
terminate the contract if the provider fails to meet the goals and timelines as noted in the
contract, and
2

 
Contractual Agreement between School District and State-Approved SES Providers
report SES evaluation data to the FLDOE by May 1 of each year if the provider agrees to
it
A-4. What are the responsibilities of the state-approved SES provider?
 
NCLB and Florida law [Section 1008.331, Florida Statutes (Supplemental Educational Services
in Title I schools; school district and provider responsibilities)] outline the responsibilities of
state-approved SES providers related to the implementation of SES.
 
The provider must:
 
develop, in consultation with the school district and parents who selected the provider,
the SLP that includes specific student achievement goals, how each student’s progress
will be measured, a timetable for improving achievement, and, for students with
disabilities, a plan that is consistent with the student’s Individualized Education Program
(IEP) or the student’s section 504 plan
provide services consistent with SLP
measure student’s progress and regularly inform the student’s parents and teachers of
that progress
enter into an agreement with the school district designed to enable the student to attain
his or her specific achievement goals as established by the school district, in
consultation with the student’s parents and the provider
ensure that, once the provider’s minimum numbers of students per site is met, eligible
students begin receiving SES no later than October 15 of each school year. However, in
the event that the contract with a state-approved provider is signed less than 20 days
prior to October 15, the provider shall be afforded no less than 20 days from the date the
contract was executed to begin delivering services
provide services to eligible students no later than October 15 of each school year
contingent upon their receipt of their district-approved student enrollment lists at least 20
days prior to the start date
adhere to the timetable for improving the student’s achievement that is developed by the
school district, in consultation with the student’s parents and the provider
follow the provisions regarding the requirements for securing all student records and
preventing access by unauthorized individuals
ensure that it does not disclose the identity of any student eligible for or receiving SES to
the public without the written consent of the student’s parent, or the student, in the event
the student is 18 years of age or older
provide access to records or reports or other relevant information upon request by the
district and main records (such as fiscal records, student progress reports, student
assessment results, etc.) for five years from the end of a fiscal period of the source of
funding
provide SES consistent with applicable health, safety, and civil rights laws
ensure that the SES comply with all federal and state laws and regulations, and with
school board policy related to health, safety, and civil rights, the Americans with
Disabilities Act (ADA), Section 504 of the Rehabilitation Act, and Individuals with
Disabilities Education Act (IDEA)
provide Supplemental Educational Services that are secular, neutral, and non-
ideological
3

 
Contractual Agreement between School District and State-Approved SES Providers
ensure that instruction and content are consistent with the instruction used by the school
district and aligned with the Next Generation’s Sunshine State Standards (SSS) as
provided in State Board Rule 6A-1.09401, Florida Administrative Code (FAC)
ensure that the curriculum and instruction is designed to help students attain proficiency
in meeting the Next Generation’s SSS
 
report SES evaluation data to FLDOE by May 1 of each year unless there is a prior
agreement with the district, and
 
 
ensure not to attempt to influence or bias parents’ completion of the parent survey or any
other evaluation of the provider’s services including an assurance of truthful submission
of assessment data
 
 
A-5. What entities are eligible to provide SES?
 
NCLB defines SES as tutoring or other additional academic instruction provided to students
outside the regular school day. These services must be high quality, research based, and
specifically designed to increase the academic achievement of students in low-performing
schools. Entities eligible to provide SES may include:
 
individual
for-profit company
non-profit organization
community based/faith-based organization
institution of higher education
local educational agency such as a Florida public school district, a university laboratory
school, and Florida Virtual School, that is not identified as in need of improvement,
corrective action, or restructuring
public schools not identified as in need of improvement, corrective action, or
restructuring
charter school not identified as in need of improvement, corrective action, or
restructuring
private school
21
st
Century Community Learning Center that is not affiliated with a school district that is
identified as in need of improvement, corrective action, or restructuring
child care center serving school-age students
regional educational consortium
 
school districts or schools that are in need of improvement and have obtained a United
States Department of Education (USED) waiver to be providers of SES
 
 
A-6. Which districts are required to offer SES?
 
All school districts that have Title I schools identified in their year one and two of school
improvement [a school that has not met adequate yearly progress (AYP) for two or more
consecutive years] corrective action, or restructuring must offer SES to eligible students.
Students from low-income families that are participating in the Free or Reduced Price Lunch
program (FRPL) are eligible for SES. If the school district determines that the amount of funds
is insufficient to provide these services to all eligible students whose parents requested the
services, the school district must develop a process to prioritize services to the lowest-achieving
students.
 
4

 
Contractual Agreement between School District and State-Approved SES Providers
B. ESSENTIAL COMPONENTS OF THE WRITTEN CONTRACT BETWEEN THE
SCHOOL DISTRICT AND SES PROVIDER
 
B-1. What are the essential components of the written contract between the school
district and state-approved SES provider?
 
NCLB requires that each school district enter into an agreement or contract with each state-
approved provider that parents select. The agreement must include all of the essential
components identified in NCLB as follows:
 
development and implementation of the Student Learning Plan that includes specific
student achievement goals (no more than five per subject area), how each student’s
progress will be measured, timetable for improving achievements, and for students with
disabilities, consistency with individualized education program
description of how the provider will regularly inform each student’s parents and teachers
of student’s progress
provisions for termination of the contract if the provider is unable to meet goals and
timetables
provisions for payments to the provider by the district
prohibitions from disclosing to the public the identity of any student eligible for or
receiving SES without written parental permission
provision that SES is consistent with applicable health, safety, and civil rights laws, and
provision for incentive.
 
Contracts should include, at a minimum, the required components listed above and may include
additional components to facilitate collaborative partnerships for implementing SES.
  
B-2. What are the general provisions or terms of agreement?
 
The following general provisions or terms of agreement must be included:
 
the date the contract takes effect and how long it is in effect (a state-approved SES
provider that signed a contract to provide services has to continue serving the minimum
number of students per site as indicated in the approved application for each enrollment
period until the end of the school year)
notice provision outlining the process by which either party may cancel the contract
mutually agreed-upon procedures for implementing the contract
renegotiation and notification process
indemnification clause, if applicable, to detail each party’s responsibility for acts of
negligence, and
authority to execute the contract (example: each party signing this contract on behalf of
either party individually warrants that he or she has full legal power to execute the
contract on behalf of the party for whom he or she is signing and to bind and obligate
such party with respect to all provisions contained in the contract)
 
B-3. Which definitions should be included in the contract?
 
Any necessary terms that are included in the contract must be defined, such as:
 
5

 
Contractual Agreement between School District and State-Approved SES Providers
 
SES Eligible Students
– students from low-income families, as determined by the
school district, who are attending a Title I funded school that is in year one or beyond of
school improvement, corrective action, or restructuring.
 
Student Learning Plan (SLP)
- NCLB requires each school district to enter into an
agreement with the state-approved provider selected by a parent. This agreement is
recognized in Florida as the SLP and must be developed in consultation with the
student’s parent and the provider. The plan must include a statement of specific
achievement goals for the student, how the student’s progress will be measured, and a
timetable for improving achievement that, in the case of a student with disabilities, is
consistent with the student’s IEP under IDEA or the student’s section 504 plan. The SLP
must also describe how the student’s parent and teacher will be regularly informed of the
student’s progress.
 
Parents/Guardianship
– For the purpose of this contract, a parent is the natural or
adoptive parent, legal guardian, or surrogate parent as indicated by the judicial system
or appointed by IDEA.
 
Withdrawal
– failure to provide services to students in a district in which the provider
was assigned the minimum number of students that they indicated they were willing to
serve in the state-approved application.
 
B-4. What are the obligations of the school district that should be outlined in the
contract?
 
The contract should address the following obligations of the school district relating to the
implementation of NCLB SES:
 
once parents have selected providers and contracts between district and SES providers
have been signed by both parties, districts provide SES state-approved provider in the
district with student names, schools’, addresses, and telephone numbers of record and
allow the providers to contact the students’ parents to schedule a meeting to discuss or
conduct an assessment and develop the SLP. The district will only provide information
for those students whose parents signed consent forms allowing the district to share the
information
district terminates the contract if the provider fails to meet the required goals timelines,
and responsibilities as outlined in the contract
district agrees to pay the provider for SES including the process by which payment will
be made
 
B-5. What are the responsibilities of the state-approved SES provider that should be
outlined in the contract?
 
The contract should address the following responsibilities of the provider for implementing SES:
 
outline the delivery of services consistent with the state-approved application. Districts
may want to attach a copy of the state-approved application to the contract for review
and monitoring purposes
provide services to eligible students no later than October 15 of each school year
contingent upon their receipt of their district-approved student enrollment lists at least 20
days prior to the start date. In the event that the contract with a state-approved provider
is signed less than 20 days prior to October 15, the provider shall be afforded no less
than 20 days from the date the contract was executed to begin delivering services
6

 
Contractual Agreement between School District and State-Approved SES Providers
ensure that the SES comply with all federal and state laws and regulations and with
school board policy related to health, safety, and civil rights, the Americans with
Disabilities Education Act (ADA), section 504 of the Rehabilitation Act, and Individuals
with Disabilities Act (IDEA)
indicate that services beyond SES shall be consistent with the state-approved
application. SES providers’ responsibilities include assessing and supervising students,
transportation, and development of the SLP
provide a description of how the provider will regularly inform each student’s parents and
the student’s teachers regarding the progress of the student in improving academic
achievement as outlined in the SLP
track and report students’ attendance and implement interventions for students who are
habitually absent
agree to not disclose to the public the identity of any student eligible for, or receiving,
Supplemental Educational Services, without the written permission of the parent of such
student, and
provide a description and assurance that all individuals employed by the provider will
receive payment for their completed duties regardless of timeliness of payment by the
school district to the provider
 
B-6. What are the specific provisions that should be included in the contract?
 
Staffing
 
The provider must have the capacity and resources to provide SES to students. Provisions that
reflect the procedures that will be used to maintain, monitor, and notify the school district
regarding staff changes should be included. Districts may add language that requires providers
to present evidence regarding tutors’ qualification as soon as possible.
 
It is recommended that district employees working for providers sign a dual employment form to
ensure no conflict of interest and compliance with district school board policies. District
employees are prohibited from conducting provider business during school time or using district
resources such as the district email system. Providers may not hire district employees who are
directly responsible for administration of SES or Title I programs, such as a district liaison or a
Title I program administrator.
 
A district employee hired by a provider should not be the “face” of a company at his or her own
school, as this practice clearly endorses one provider over another.
 
Districts should ensure that employment incentives considered by a company do not encourage
tutors to conduct any provider-related business during school hours, promote their company
with parents, or provide information that favors one provider over others. A provider cannot pay
bonuses to district employees hired by a provider for recruiting students. See sample guidelines
under Appendix A.
 
Fingerprint/Background Check
 
This section should outline the local school district’s requirements and procedures for
fingerprinting and background checks for all employees who have direct contact with students or
student information or have access to school grounds, including online tutors. Online and
distance tutoring companies must have their fingerprints submitted to the Florida Department of
7

Contractual Agreement between School District and State-Approved SES Providers
Law Enforcement (FDLE). Documentation of clearance from another state agency is not
acceptable.
 
The district may wish to include the statutory authority that requires all employees of providers
who work with students or with student information to obtain clearance from a Level 2
background screening (see Section 1012.32, Florida Statutes). Contracts may include the
district’s policy related to the processing and monitoring of background checks for district
employees hired by the provider and any fees charged by the district for these services. It is
important to identify who is responsible for ensuring background checks for all provider staff,
who is responsible for paying for background checks, and who is responsible for monitoring the
process. Providers are responsible for expenses incurred in the provision of SES, including
employee background checks and administrative expenses. You may obtain additional
information in FLDOE’s
Technical Assistance Paper related to Fingerprinting/Background
Screening Requirements of State-Approved Supplemental Educational Services Providers (K-
12 Memo 2009-17),
dated January 16, 2009.
 
Insurance
 
This section should describe the district’s policy relating to liability insurance, including coverage
for the providers’ employees who transport students. Include the amount of the liability
insurance, personal injury protection and property damage liability, workmen’s compensation
insurance, professional liability and abuse coverage, and the amount of the deductible required.
Address district requirements related to naming the district as a certification holder and a
provision to provide written notice to the district prior to any cancellation or material change to
the policy. Requirements for providers must be applied fairly and consistently as they are
applied to other entities contracted with the district.
 
 
Transportation
 
This section should describe any special terms or conditions related to transportation such as
insurance, district-provided transportation, provider-offered transportation, or provider-
contracted transportation. Transportation arrangements and costs for students receiving
services under the contract are between the provider and eligible students’ parents. The district
has no obligation to provide transportation in connection with the provider’s services under the
contract.
 
Districts may wish to include a statement referring to student supervision at sites for which the
provider does not offer transportation to assigned students. Providers must ensure that
students are escorted and appropriately supervised whenever students leave the tutoring
space.
 
Accident/Incident Report
 
This section should describe any requirements for the provider to submit a written procedure for
accidents or incidences when a student suffers an injury, injures another individual, or is
involved in an activity requiring notification of law enforcement or emergency personnel. See
Appendix B.
 
 
 
 
8

Contractual Agreement between School District and State-Approved SES Providers
Child Abuse Reporting
 
This section should describe the requirement for the provider to ensure that all employees,
including volunteers and substitutes, are familiar with and agree to the child abuse and/or
missing children reporting obligations and procedures under Florida law. Address any
requirements for the provider to provide training to the employees regarding the mandated
reporting of child abuse or missing children. See Section 1006.061, Florida Statutes.
 
Conflict of Interest
 
This section should include any district policies related to a provider’s partnership agreement or
bylaws of a corporation, including the list of members of the governing body of the legal entity.
Include language to avoid actual or potential conflict of interest on behalf of the provider or its
employees.
 
Control of Students
 
This section should describe responsibilities of the provider for the control and safety of all
students beginning with the time students arrive for services until the students are placed under
the control of the parent/guardian or other approved caregiver. Include any requirements
related to signing in and signing out of students by person(s) responsible for the students’ care
after the tutoring session. The contract should address consequences for verified reports of
lack of supervision of students.
 
Marketing and Incentives
 
This section should outline any specific guidelines and restrictions regarding marketing of
services, including the duties of the local school district to provide information to parents, as well
as advertising and marketing by providers. Marketing includes sharing information related to
the services, resources, materials, or other relevant information regarding the provider. School
districts are responsible for enrolling students in the program. Districts are required to provide a
streamlined process for parents to receive information regarding eligibility and approved service
providers. Providers must not be prohibited from marketing their services directly to members
of the community or from providing information to the public about the availability of educational
services. The contract should address whether the provider is required to submit marketing
materials to the district for review prior to distribution.
 
Districts should address that providers are not allowed to hire teachers or staff members from
any site to market their program at fairs, open houses, etc since this prevents unethical
practices that might lead to inappropriate recruiting of students for SES.
 
State law prohibits monetary incentives for enrolling students; however, incentives are allowed
for student performance or attendance not to exceed a value of $50.00 per student per year
(see Section 1008.331(1), Florida Statutes). Providers shall not offer a student, parent, or
teacher any form of incentive for enrolling a student with a provider. According to the 2009-2010
Request for Applications and General Assurances, applicants must agree to abide by ethical
business practices as adapted by Education Industry Association (EIA) Code of Professional
Conduct and Business Ethics for SES providers as amended on January 8, 2008. This Code of
Professional Conduct and Business Ethics restricts the promotion of any allowable attendance
or performance incentives to the period following student enrollment. The enrollment period
ends after the district officially assigns a student to a state-approved SES provider.
9

Contractual Agreement between School District and State-Approved SES Providers
 
See EIA Code of Professional Conduct and Business Ethics for SES providers (1/8/2008) at
http://www.educationindustry.org/EIA/files/ccLibraryFiles/Filename/000000000220/EIA%20SES
%20Code_of_Standards_and_Ethics_final%20rev_1-08-08.pdf
.
 
Districts should address any district policy prohibiting providers from offering and school staff
from accepting gifts that could be perceived as incentives for a particular provider. Additional
information regarding marketing and outreach may be obtained in FLDOE’s
Technical
Assistance Paper related to Public School Choice Parent Outreach and Notification (K-12 Memo
2008-47)
dated June 9, 2008.
 
Required Documents
 
This section should list any documents required by the school district and the deadline for
submitting them to the district, such as:
Insurance certificates
Partnership agreements and bylaws
Accident/incident procedures
Sign in and sign out procedures
Remedies for breach, sanctions, penalties
Termination for cause
Compliance with federal and state statutes and executive orders
Reporting requirements
Patent rights and copyrights
Access by federal agency
Retention of records
Invoices including
ƒ
Student progress reports
ƒ
Attendance records
 
The contract should address district policy regarding student attendance, such as
responsible party for sending out notification if a student fails to attend
accurate recordkeeping
responsible party for withdrawing a student for lack of attendance, and
documentation of attempted contacts with parents and unexcused absences
 
Schedule for Tutoring
 
This section should outline the expected timelines for providers to commence tutoring students
and any consequences for noncompliance.
 
In the event that the contract with an SES state-approved provider is signed less than 20 days
prior to October 15, the provider shall be afforded no less than 20 days from the date the
contract was executed to begin delivering services. Districts may wish to include language
regarding its authority to specify a timeline for providers to begin tutoring or face contact
termination. Tutoring sessions must be consistent with the approved application, the contract,
and SLPs.
 
District may include language that prohibits SES providers from starting tutoring after 7 pm.
 
10

Contractual Agreement between School District and State-Approved SES Providers
District Access
 
This section should specify any district policy requiring provider notification to the district of any
change in location at which services are provided to students. Include any policies requiring the
provider to allow access by the district to any facilities for periodic monitoring of students’
instructional programs and for review of students’ progress. Address whether district staff have
access to observe tutoring sessions and interview providers and tutors.
 
Notice of Intent for Enrollment
 
This section should address the district policy related to parents’ rights to enroll their children to
participate in SES. Specify the authority for enrolling eligible students in the SES program and
identify specific prohibited actions such as providers duplicating, altering, completing,
distributing, or submitting enrollment forms on behalf of parents. Include consequences for
noncompliance of district enrollment procedures.
 
Student Learning Plan (SLP)
 
The SLP must be developed in consultation with the school district, the parents, and the
provider and must include a process for measuring a student’s progress, as well as a timetable
that focuses on steps for improving the student’s achievement, a timeline for provision of
services, total hours of prescribed program, no more than five academic achievement goals per
subject area with specific pre-assessment data and expected percentage of mastery of goals
verified during the post-assessment The agreement must be approved by all parties before
services can begin. Parent’s, district’s, and provider’s signatures can be obtained after the
tutoring takes place, but all three parties have to verbally agree based on documented
consultation prior to the start of SES. Districts must address alternative means by which
providers can document consultation with parents, when all three parties are unable to meet
together.
 
In cases where SES providers are approved to serve in all three subject areas, districts should
identify in the contract who has the final authority to decide which subject area will be given
priority should the parent, school, or SES provider disagree.
 
Unless there is a prior agreement with the district, SES providers have to pre- and post-assess
students to determine the individual academic student learning goals. FLDOE recommends the
development of maximum five goals per subject area.
 
The contract should include language that the SES provider informs the district ten (10) days
prior to administering post-assessment of when and where the test will take place to give the
district the option to monitor or be present at the post-assessment.
 
A provision should be included in the written contract that allows for termination if the provider
fails to meet the student progress goals and timetables.
The contract should address district policy related to revising or amending a student’s SLP.
Include the provisions pursuant to the Request for Applications that prohibit providers from
billing the district for conducting pre- and post-assessments of students and developing the
SLP. Additional information regarding student’s SLP may be obtained in FLDOE’s
Technical
Assistance Paper Related to Student Learning Plans for Supplemental Educational Services
 
(K-
12 Memo 2008-137)
dated November 17, 2008.
11

Contractual Agreement between School District and State-Approved SES Providers
Student Progress Reports
Providers are responsible for regularly reporting student progress toward achieving the
goals stated in the SLP, including reporting progress to parents and teachers.
The contract should provide a description of how frequently the students’ parents, teachers, and
district will be informed of the student progress, including consequences for failure of timely
submission of the report.
 
The provider is responsible for abiding by the terms of the RFA related to pre- and post-testing.
FLDOE recommends a monthly dissemination of the student progress report. Unless there is a
prior agreement with the district, the SES provider has to include pre- and post-assessment
information that indicates the mastery of student learning goals on the final student progress
report before sharing with the parents and districts.
 
The opportunity to allow students to make up sessions should be included in the SLP and
contract if district policy permits this option. Additional information related to student’s progress
reports may be obtained in the FLDOE’s
Technical Assistance Paper Related to Monitoring and
Reporting Student Progress for Supplemental Educational Services
 
(K-12 Memo 2008-162)
 
dated November 6, 2008.
 
Student Records
 
Federal and state laws protect the rights of students and their parents regarding student records
and reports as created, maintained, and used by public educational institutions in the state, see
Section 1002.22, Florida Statutes, 20 U.S.C.A. Section 8132g; 20 U.S.C.A. Section 8132h.
Personally identifiable records or reports regarding a student and any personal information
contained therein are confidential. A state or school district may not permit the release of such
records, reports, or information without the prior written consent of the student’s parent.
SES providers must also adhere to these federal and state laws and regulations. According to
United States Education Department, it is not a violation of the Family Educational Rights and
Privacy Act (FERPA) for SES providers to contact parents and guardians of students served in
the SES program in previous years. However, it would be a violation of FERPA to contact
parents via a postcard.
The contract should describe the requirements for securing all student records and preventing
access by unauthorized individuals. Include provisions related to the prohibition of sharing any
student information with third parties without prior written consent of students’ parents. Include
procedures related to monitoring and auditing by the district, as appropriate.
 
Inspection and Audit
 
This section should describe district policies related to access to records or reports or other
relevant information upon request by the district and the requirements for maintaining records
(such as student progress reports, student assessment results, etc.) for five years from the end
of a fiscal period of the source of funding.
 
 
 
 
12

Contractual Agreement between School District and State-Approved SES Providers
Supplies, Equipment, and Facilities
 
The contract should outline responsibilities related to the provision of appropriate supplies,
equipment, and facility usage relative to the provision of services as required by each student’s
SLP. Include all policies related to the use of school facilities by providers and access to
computers, supplies, and equipment on school campuses.
 
Include terms and agreements if school facilities are used. School districts, using the same
policies applied to other organizations that have access to school sites, shall provide access to
school facilities to providers that wish to use these sites for SES. However, if many providers
are approved to offer services in a school district or if other after-school programs are housed in
the schools, it may not be possible for all providers to use school facilities. Therefore, school
districts should select providers to operate onsite in a manner that is fair, transparent, and
objective. The contract should clarify consequences for not paying facility usage fees within a
given deadline or specific number of days. Districts may include the fees and facility usages
procedures in their contract.
 
Specify the requirement for providers to notify the district regarding any change in location
(other than school facilities ) in which services will be rendered and the requirement that all sites
must be maintained in a clean and safe condition and be located in an area that is safe and
secure for students. Districts may request copies of facility agreements related to the delivery of
SES on sites other than school ground.
 
Invoices, Billing, and Payment
 
In order to streamline the process for receiving and paying invoices for services rendered,
specific requirements for payment should be addressed in the contract. The following basic
requirements for information regarding the invoices must be included: name and address of
student, name of parent or guardian, name of service provider, complete the process for
verifying attendance records and student progress reports. Options for verifying attendance
records are:
 
parent, student, and tutor sign attendance record
student, site facilitator, and tutor attendance record
notarized attendance sheet in absence of parent signature, or
district verification with parent in absence of signature
 
Include any required additional information such as the type of information required for payment
to be issued, itemized invoice, definition of services, proof of services rendered, per pupil
allocation, provider’s rate consistent with stated rate in approved application, number of hours,
total amount due and a statement of any prohibition for exceeding that amount.
 
Attention should be given to any provisions for nonpayment or withholding payment. Outline the
process and timelines for submitting invoices and payment to the provider. Providers are
responsible for payment of all taxes and fees resulting from payment from school districts for
services.
 
Provisions governing payment for the services and those addressing missed tutoring sessions
should be outlined.
 
13

Contractual Agreement between School District and State-Approved SES Providers
Districts should ensure that their invoice management process will identify any duplicate or
incomplete invoices and that invoices will be approved for payment only when they reflect
services provided pursuant to a signed contract.
 
School districts are encouraged to provide training for state-approved SES providers regarding
fiscal business practices established by the district to avoid delay in invoicing procedures. See
Appendix C. If the district uses specific SES software, the contract should outline the
requirement to use the software for attendance rosters, documentation of tutoring locations,
SLPs, student progress reports, etc.
 
Termination
 
This section is important to ensure that all interests are clarified and an understanding reached
for acceptable performance. The district may wish to state the process for making modifications
and amending the contract, as well as providing notice of termination by either party.
 
This section should identify all reasons and conditions for which a contract could be terminated
(including but not limited to fail to meet goals, timelines, and provisions of incentives). Any
prohibitions such as lobbying or intimidation; misrepresentation of services; discrimination
against providers, schools or students; defamation of the local school district or providers or
exclusivity, should be clearly stated. Provisions should also be included for indemnification and
compliance with local and state laws. Districts are required to contract with each provider
approved by the state to serve the districts and report terminations to the state, which may
impact SES providers’ approval in the future.
 
Contracts should include a statement pertaining to independent contractor status and
subcontracting and allow for a dispute resolution process.
 
Districts should specify formal complaint procedures including written notification procedures,
response or rebuttal timeline or cure periods, progressive consequences, and appropriate due
process. See Appendix D.
 
Code of Ethics
 
This section should include the district policy related to document noncompliance with the EIA
Code of Professional Conduct and Business Ethics and consequences for noncompliance.
The contract should address the expected behaviors and business practices related to student
enrollment and marketing and consequences for noncompliance. District should outline specific
consequences for documented unethical behavior by any provider staff.
 
Providers must not attempt to influence or bias parents’ completion of the parent survey or any
other evaluation of the provider’s services including an assurance of truthful submission of
assessment data.
 
 
Conduct of Provider Employees
 
The contract should describe any policy related to conduct, dress, or behavior required by the
district or provider employees and may include requirement for provider employees to agree
and adhere to the EIA Code of Professional Conduct and Business Ethics for SES providers.
See Appendix E.
 
14

Contractual Agreement between School District and State-Approved SES Providers
Districts may wish to include a summary of district procedures that providers and provider’s
employees are required to follow.
 
Prohibition of Defaming the District
 
Districts should specify any district policy that prohibits a provider or provider’s employees from
defaming the school district and include a list of venues where this is prohibited, if appropriate,
such as recruiting, presentations, etc. Include any consequences.
 
Prohibition of Lobbying
 
This section should include any prohibition of the use of funds provided through the contract to
be used for the purpose of lobbying.
 
Discrimination
 
Districts should specify the federal law that prohibits any provider from discriminating on the
basis of race, religion, sex, age, handicap, or sexual orientation in employment or operation of
the program. The contract should describe consequences for discrimination by a provider or
provider employees.
 
Indemnification
 
This section should specify all requirements related to liabilities and claims for damages or
damage to any property from any cause arising from the services contracted through the
agreement. Districts should provide provisions for termination of the contract for
noncompliance.
 
Subcontract and Assignment
 
This section should include any prohibitions for the contracted provider to subcontract or assign
any portion of the provider’s tutoring program covered under the contract to another party
without prior written consent of the school district. Providers may use subcontractors to provide
transportation to their assigned SES students.
Some districts do not permit providers to use subcontractors for any services offered by
SES providers in their districts. Providers must abide by each district’s policies regarding
subcontracting.
Subcontractors are required to abide by all of the same assurances, policies and
procedures, and all other requirements for SES providers.
 
Mandatory Technical Assistance Meetings
 
Districts should specify all procedural terms and conditions of any mandatory meetings or
provider fairs including fingerprint/background checks for all SES provider staff.
 
FLDOE recommendation is to include assurances that require SES providers to train their tutors
regarding assessing students and submitting student data.
 
Compliance with Laws
 
15

 
Contractual Agreement between School District and State-Approved SES Providers
This section should specify the requirement for the provider under the terms of the contract to
comply with all applicable federal, state, State Board of Education, and local laws, rules, and
regulations relating to the provision of Supplemental Educational Services.
 
Governing Law
 
The contract should specify that the terms and conditions of the agreement are governed by the
laws of the state of Florida and the local school boards.
 
Disputes
 
Districts should describe the process and procedures by which any dispute between the district
and the provider is submitted and resolved.
 
Modifications and Amendments
 
This section should describe the process for modifying or amending the contract after it has
been signed by authorized representatives of the district and provider.
 
Severability Clause
 
This section should detail language related to whether provisions are included to sever any
portion of the contract, if any provisions are deemed to be unenforceable.
 
Contract/Agreement
 
The contract should outline all documents that constitute the entire agreement or contract
between the district and provider.
 
C. CONTRACT MANAGEMENT
 
C-1. Who is responsible for the management of the contract between the district and
the SES provider?
 
All district school boards that contract with state-approved SES providers must assign district
personnel to be responsible for the management of such contracts. Generally, the district Title I
coordinator or SES coordinator will be the contract manager. Curriculum coordinators and
Exceptional Student Education (ESE) specialists may possess expertise in unique areas and
may be able to assist in the implementation of the contract.
  
 
C-2. When should districts begin the contract process with an SES provider?
 
FLDOE notifies all school districts regarding the AYP designation for all schools by July of each
year. This notification will list Title I schools identified as in need of improvement, corrective
action, or restructuring. District staff may wish to contact state-approved SES providers in their
district as soon as possible following the release of the approved provider list and the adequate
yearly progress status of Title I schools to begin the contract process between the district and
providers and create and maintain provider directories.
16

 
Contractual Agreement between School District and State-Approved SES Providers
C-3. When should contracts be effective?
 
It is recommended that contracts are effective from July 1 to June 30 of each school year. A
state-approved SES provider that signed a contract to provide services has to continue serving
the minimum number of students per site as indicated in the approved application for each
enrollment period until the end of the school year. This will provide opportunities for districts to
implement summer SES programs for students.
 
C-4. Can a district impose a start date earlier than the date identified in Florida law?
 
Florida law requires that services to students begin by October 15 or within 20 days of the date
the contract is signed. Districts should not impose in their contracts a start date earlier than
October 15. Providers must be prepared with the necessary infrastructure to begin services to
students as soon as possible, following the execution of the contract with the school district.
Each contract between a provider and a school district should indicate the date the contract
takes effect and the length of the contract.
 
C-5. Can a district refuse to contract with a state-approved SES provider?
 
No, according to USDE, a district cannot refuse to contract with an SES provider on the state-
approved list. FLDOE recommends that districts require any providers that had systemic
problems during the school year to sign the district’s basic SES contract and include an
addendum that was specific to the problem areas. This addendum could include
consequences, such as shorter timelines for corrective action and termination of contract.
 
According to USDE Non-Regulatory Guidance related to SES, a school district may not impose
requirements that relate to whether a provider has an effective program. Doing so would
undermine the state’s authority to establish standards for the approval of providers as having
effective programs and to determine which providers meet these standards.
 
C-6. Can school districts include “termination-without-cause” clauses in their contract
with a state approved SES provider?
 
Yes; however these clauses should require agreement of both parties so that termination-
without-cause clauses do not run afoul of the district’s responsibility to contract with state
approved providers selected by a parent. Where services may no longer be needed or where
there is insufficient evidence of a breech, both parties may agree to termination. Utilizing
termination-without-cause clauses as a means of rejecting providers who have been approved
by FLDOE should be avoided. If the provider’s conduct is egregious, the districts must report
the matter to the FLDOE.
 
C-7. Can the school district determine timelines for contract approval?
 
Yes, school districts have the authority to set timelines that providers are required to meet such
as signing contracts, completing background checks, and submitting invoices and other reports.
Timelines must be reasonable. If a provider is unable to meet the timelines, the district has the
authority to reassign students to a parent’s subsequent choice. Districts also have the authority
to require providers to begin services to students within a specified, reasonable time following
the signed contract (but not before October 15) and stipulate student reassignment.
 
17

 
Contractual Agreement between School District and State-Approved SES Providers
C-8. Can a provider serve a student before his or her Student Learning Plan (SLP)
has been approved by the parent and the school district?
  
 
No, the SLP must be approved by all three parties before services can begin. The SLP must be
developed in collaboration with the school district, parents, and the provider and must include a
process for measuring a student’s progress. The SLP must also include a timetable that focuses
on steps for improving the student’s achievement, a timeline for provision of services, total
hours of prescribed program, no more than five academic achievement goals per subject area
with specific pre-assessment data and expected percentage of mastery of goals verified during
the post-assessment and the process for informing teachers and parents regarding the
student’s progress.
 
Districts that require SES providers, parents, and school/district representatives to be physically
present for SLP meetings should have the appropriate resources in place to ensure that the
district’s process is not a barrier to meeting the October 15 deadline.
 
Districts must address alternative means by which providers can document consultation with
parents when all three parties are unable to meet together such as home visits, provider
meetings with parents off site, conference calls with all three parties, or electronic signatures.
 
C-9. Will FLDOE accept electronic signatures on Student Learning Plans?
 
Yes, NCLB requires districts to offer parents a genuine opportunity to consult on the
development of their child’s SLP. In some cases, it is difficult for some parents to meet with
provider or school staff. Therefore, the requirement for consultation should not deny services to
a student whose parents are unable to participate in the development of the SLP. Districts
should develop a process to allow some flexibility for parents who are unable to meet face-to-
face with provider and school staff to approve the SLP. The flexible alternative should be the
exception rather than for the majority of students and parents. Districts may consider:
 
home visits
provider meetings with parents off site
conference calls with a school, provider staff, and with parent that can be
documented by three parties, or
electronic signatures
 
Electronic signatures are also allowed on any other document that the district may require
parents’/guardians’ signature, including attendance records.
 
C-10. How long should the district provide SES to eligible students, and are summer
sessions included?
 
The school district must provide SES to a student receiving such services until the end of the
school year in which such services were first received, or until the per-pupil allocation is
expended for that student. The school district is required to make SES available to eligible
students on an annual basis until the Title I school in which the student is enrolled makes
adequate yearly progress for two consecutive years. Depending on the amount of available
funds, school districts may offer SES to eligible students during the summer.
 
18

 
Contractual Agreement between School District and State-Approved SES Providers
C-11. Can a provider offer free tutoring beyond the scheduled tutoring?
 
Yes, a provider may offer free tutoring to ensure that students have access to their entire
curriculum program. Providers may wish to reduce their rate in order to provide their
comprehensive program within the district’s per pupil allocation to ensure maximum student
learning gains.
 
C-12. Where parental consent has been given, can schools or districts bar the
transportation of children by persons other than the parents or guardian of the
child?
 
Restrictions on transportation provided by SES providers should not be any more stringent than
restrictions that apply to other entities that transport students from schools such as daycare
centers or private tutoring companies. Any such restrictions should be reasonable and not have
the effect of inappropriately limiting access to an SES provider.
 
C-13. May a district determine charges for use of school facilities based on the type of
group or organization using the facilities?
 
Yes, however, the district policies related to the use of school facilities by SES providers must
be consistent with fees charged to other community groups and must be equal for all providers.
Districts must ensure that SES providers are given access to school facilities, using a fair, open,
and objective process, on the same basis and terms as are available to other groups that seek
access to the facilities.
 
C-14. Can the district require that invoices be received by a certain date for payment to
be made?
 
Yes, the contract is intended to outline requirements relating to the expectation of payment.
The exact procedures for submitting invoices or other paperwork to receive payment for
services is determined by each school district’s policies and procedures of the district’s business
office. It is recommended that districts provide training to providers related to attendance,
invoices, and payment. If the district uses specific SES software, contracts should outline the
requirement to use the software for attendance roster, documentation of tutoring locations,
SLPs, progress reports, etc.
 
C-15. Should the contract include specific language regarding student assessments,
including timelines and procedures for conducting the assessments?
 
Districts shall address student assessments in their contract. Providers must schedule time with
parents and students to conduct the pre-assessments to develop the SLPs. The contract also
shall include language that the SES provider informs the district ten (10) days prior to
administering post-assessment of when and where the test will take place to give the district the
option to monitor or be present at the post-assessment. Addressing this issue in the contract will
ensure mutually agreed upon timelines and expectations for the development of SLPs,
commencement of services to students, and the development of the final student progress
report.
19

 
Contractual Agreement between School District and State-Approved SES Providers
 
C-16. Can a provider invoice a school district for the time spent conducting the pre-
assessment to be used to develop Student Learning Plan or to conduct the post-
assessments to determine and report in the final student progress report if
students mastered their academic learning goals?
 
No, a provider cannot bill the school district for conducting per- and post-assessments of a
student. A provider shall only invoice for the actual time spent tutoring the student.
 
C-17. Is it necessary to include confidentiality requirements related to student
information in the contract between the district and SES provider?
 
Yes, NCLB prohibits an SES provider from disclosing the identity of any student
 
eligible for or
receiving SES without written permission of the student’s parents. Furthermore, federal law
(Family Educational Rights and Privacy Act codified as 20 U.S.C.A. 1232g) addresses specific
protection for students’ and their parents related to the information contained in students’
records and reports. It is critical to ensure that the contract specify the process for securing
student records and the consequences for non-compliance.
 
C-18. When should providers begin tutoring?
 
Pursuant to section 1008.331(3), Florida Statutes, providers must be able to deliver
Supplemental Educational Services to school districts in which the provider is approved by the
state. Providers must be able to provide services to eligible students no later than October 15
of each school year contingent upon their receipt of their district-approved student enrollment
lists at least 20 days prior to the start date. In the event that the contract with a provider is
signed less than 20 days prior to October 15, the provider shall be afforded no less than 20
days from the date the contract was executed to begin delivering services. See Appendix F.
 
C-19. Can a district add conditions relating to criteria for approval of a provider in the
contract?
 
No, a school district may not alter or add to the objective criteria developed by the state for
approving providers. However, a school district may impose reasonable administrative and
operational requirements through its contract with providers that are consistent with
requirements imposed generally on the school district’s contractors and are not more stringent
than requirements applied to other contractors or do not limit educational options for parents.
 
Districts may add an addendum to an existing contract that specifies corrective action
procedures specific to a provider. Once an addendum and extension is entered into, all portions
of the Original Agreement shall remain in force unless there is a conflict in language. In any
area of conflict, language in the addendum and extension shall take precedence.
 
Districts may require providers to sign a letter of intent to serve students in the district prior to
signing the actual contract. This is an opportunity for providers to detail district-specific
information that the district could include on its provider directory. This is especially useful when
providers use different delivery models or locations in different districts. Please note that
applicants complete and submit their applications for the state; however, their services may
differ among districts. (For example, a provider is an approved to serve students on school
campuses, but the district’s policy does not allow the provider to use school facilities.) The
provider may serve students in a community center or faith-based facility if approved for these
20

 
Contractual Agreement between School District and State-Approved SES Providers
locations. In most districts, the provider would serve students using school facilities; in specific
districts, they would serve students at an alternate location. Districts should want their provider
directory to reflect the information relevant to their district. This can be collected and used for
the district directory using the letter of intent.
 
C-20. What are district and provider responsibilities related to collecting and
reporting student data?
 
NCLB provides for parent choice and requires that school districts report those school choices
to the State Department. FLDOE developed an Automated Student Database that includes a
Title I SES data format. Additional information regarding the NCLB SES data reporting can be
found at http://www.fldoe.org/flbpso/nclbchoice/ses/sesdataelements.asp. It is critical for
districts and the providers to ensure that all data are accurately collected and reported to the
state.
 
The following additional new data has to be reported to FLDOE by districts:
SES hours of contact in science, and
SES length of prescribed program
 
For districts to be able to track and monitor student enrollment with specific providers and report
that data, SES providers must report to the district specified student information including hours
of contact in each subject area and attendance.
 
Based on new legislations outlined in Section 1008.311, F.S., unless a prior agreement has
been made with the districts, SES providers are responsible to report the following data to
FDOE:
SES achievement goals, and
SES achievement goal mastered.
 
Accurate recordkeeping is essential to document district compliance with NCLB and to monitor
students’ progress as impacted by parental choice. The data will also be used to monitor
compliance by state-approved SES providers and to evaluate the quality of their services for
students. NCLB requires FLDOE to develop, implement, and publicly report on standards and
techniques for monitoring the quality and effectiveness of the services offered by state-approved
providers and for withdrawing approval from providers that fail for two consecutive years to
contribute to increasing the academic proficiency of students receiving SES.
 
In addition to monitoring efforts by state and school district staff, SES providers are encouraged
to frequently and regularly monitor programs for compliance and quality of instruction and
fidelity of implementation. Although all state-approved SES providers are required to conduct
the NCLB self-evaluation study and submit a report of compliance and any necessary system
improvement plans to FLDOE on an annual basis, it may be productive for providers to conduct
more frequent monitoring reviews in order to ensure that services provided to students are
consistent with the state-approved application. This may be especially critical for large provider
organizations that provide services at multiple sites. It is important to note that the “state or
corporate office” is responsible for ensuring that services are consistent with the state-approved
application and is held accountable for services provided at the local level. This accountability
model ensures the quality and effectiveness of the services offered by state-approved SES
providers.
 
  
21

 
Contractual Agreement between School District and State-Approved SES Providers
C-21. Are school districts and state-approved SES providers required to monitor the
fidelity of the state-approved SES provider’s program with its agreement with the
district?
 
Yes, school districts are required to monitor the implementation of the program based upon the
approved application and in accordance with the contract. SES providers are required to
monitor the fidelity of the implementation of their program with its approved application, signed
assurances, its agreement with the district, meeting the goals and objectives of the Student
Learning Plan, and compliance with federal and state laws.
 
Districts must monitor providers to ensure they meet the terms of the contract and the state-
approved application. The following items should be included in the monitoring process of
providers:
 
compliance with application (location, rates, qualification, transportation, etc.)
quality of instruction
fidelity of implementation
implementation of SLP
frequency and relevance of reporting student progress to parents and teachers, and
collection and report of student data
 
C-22. Who coordinates the monitoring process?
 
The state has a responsibility through the approval and monitoring processes to ensure that
high-quality services are delivered. The state must develop and implement standards and
techniques for monitoring the quality, performance, and effectiveness of the services offered by
approved SES providers. Such standards and techniques, as well as any findings resulting
from such monitoring, must be publicly reported. These quality control standards and
techniques must be consistent with the Request for Applications developed for approving
providers. FLDOE has developed an NCLB monitoring process that includes three tiers: self-
evaluation study, desktop verification process, and an onsite monitoring process. FLDOE staff
incorporated a section regarding NCLB school choice in FLDOE’s Title I, Part A, work papers.
These work papers monitor the compliance by school districts and SES providers in
implementing SES and the fidelity with which a provider’s program is implemented consistently
with the approved application. All school districts and state-approved SES providers must
participate in FLDOE’s NCLB monitoring process.
 
Through the application process and the contractual agreement with the local school district,
providers are obligated to adhere to the strict requirements of NCLB in providing tutoring
services structured to improve student achievement. In addition to the state monitoring system,
district contract managers and other district school board personnel may wish to periodically
monitor an SES provider using FLDOE’s NCLB monitoring work papers for Title I, Part A, NCLB
School Choice section and the provider’s application as approved by FLDOE. The program’s
curriculum and instruction may be monitored through a review of lesson plans, curriculum
documents, and instructional materials to determine if the program is implemented consistent
with the approved application. Periodic reviews of students’ SLPs will indicate students’
progress toward meeting the stated goals and if services are provided that reflect and support
the students’ SLPs. It is also important to monitor the frequency and procedures for the
provider informing each student’s parents and the student’s teachers regarding the progress of
the student in improving academic achievement as outlined in the student’s SLP.
22

 
Contractual Agreement between School District and State-Approved SES Providers
C-23. Should the contract address the roles of the provider and the district in the
monitoring process?
 
Yes, the contract is an effective mechanism for clarifying responsibilities and accountability for
districts and providers. Throughout the year, districts may also be asked by FLDOE to provide
data and information regarding provider performance and compliance with NCLB and Florida
law. Districts are encouraged to conduct onsite visits to the tutoring sites throughout the year
and observe the services in progress. The contract should include any policies relating to
access to the SES program for periodic monitoring of students’ instructional program and review
of students’ progress.
 
D. CONTRACT WITH SCHOOLS AND DISTRICTS AS SES PROVIDERS
 
D-1. Does a district have to contract with a district SES provider?
 
Yes, the contract should be based on the assurance documents that are part of the Request for
Application (RFA).
 
D-2. What should be considered for the organizational infrastructure of those school
and district SES providers?
 
School districts and public schools applying to become SES providers need to be operated as
separate entities from districts to be equitable and to avoid any conflict of interest. District SES
provider are encouraged to report to superintendent’s office not to the SES office. These
providers must have separate district employee provider staff with different responsibilities
including but not limited to the SLP process, training, logistical operations of service, payroll,
and invoice process. SES district coordinators should not oversee the district SES provider
program. It is recommended that a separate hiring process for district providers is in place.
 
D-3. Should the contract address different marketing procedures for schools and
districts as SES providers?
 
School districts are obligated to apply the same approval process for marketing material from
school and district SES providers. It is recommended to ‘under market’ the SES provider
programs as well as no offer incentives.
 
Districts may impose the same procedures regarding the participation in provider fairs, for
instance by randomly assign booths to participants. Principals may not allow only district or
school SES providers to attend a school-held event for the purpose of marketing. If they afford
providers the opportunity to participate in a school-sponsored event for the purpose of
marketing, principals at a minimum must include all of their ‘on-site’ providers.
 
D-4. Is a school or district SES provider required to follow the same facility usage
policy?
 
Districts usually own the school facilities; therefore, school and district SES providers would not
necessarily have to pay facility rental fees for their own buildings if this is their policy. Districts
would have to allow other providers to access their school facilities in the same way as other
vendors do.
 
23

 
Contractual Agreement between School District and State-Approved SES Providers
It is recommended that districts provide at least one room per school per providers that offer
SES on school ground. A district might want to work with their principals on providers’ behalf to
reserve space and clear rooms upfront for all providers to use. If a district has to prioritize
school space, providers are asked to choose business model prior to serving students based on
available school facility space.
 
D-5. Which specific payment regulations apply to school and district SES providers?
 
The attendance and invoice documentations have to be generated within the same regulations
as other providers do. Districts need to ensure that the payment goes in a sub-grant for district
SES providers and will be only used for pay tutors and other legitimate and reasonable
administration costs.
 
Districts may identify upfront costs and use funds from General Revenue, which can be
refunded later by using the 20 percent set aside for NCLB school choice. District and school
SES providers are not generating program income.
 
D-6. Does a district SES provider have to have insurances?
 
No, there are no additional requirements for insurances.
 
D-7. How can a district SES provider ensure an equitable enrollment process?
 
The district must provide either a rolling or expanding enrollment process or more than one
opportunity during the school year for parents to enroll their children in SES, and must allow
eligible students to receive SES throughout the academic year.
 
The district must make sign-up forms widely available and accessible and must distribute them
directly to all eligible students and parents.
 
D-8. Will school and district SES providers be included in the state SES provider
evaluation?
 
Yes, all SES providers that are contracted with districts and have students assigned, will be
included in the state SES provider evaluation. Districts are encouraged to perform an internal
evaluation of school and district SES provider programs.
24

 
Contractual Agreement between School District and State-Approved SES Providers
RESOURCES
 
Education Industry Association - A Code of Professional Conduct and Business Ethics
for SES Providers (1/8/2008): http://www.educationindustry.org/
Monitoring and Reporting Student Progress for Supplemental Education Services (SES)
(K-12 Memo 2008-162, November, 2008):
http://info.fldoe.org/docushare/dsweb/Get/Document-5195/k12-2008-162.pdf
Technical Assistance Paper (TAP) Related to Public School Choice Parent Outreach
and Notification (K12 Memo 2008-47, June 9th, 2008):
http://info.fldoe.org/docushare/dsweb/Get/Document-4362/k12-08-58memo.pdf
Technical Assistance Paper (TAP) Related to Student Learning Plans for Supplemental
Educational Services (K-12 Memo 2008-137, November 17, 2008):
http://info.fldoe.org/docushare/dsweb/Get/Document-5208/k12-2008-137.pdf
Technical Assistance Paper (TAP) Related to Fingerprinting/ Background Screening
Requirements of State-Approved Supplemental Educational Services (SES) Providers
(K-12 Memo 2009-017, January 16, 2009):
http://info.fldoe.org/docushare/dsweb/Get/Document-5266/DPS-2009-017.pdf
Technical Assistance Paper (TAP) Related to the Written Contractual Agreement
Between School Districts and State-Approved Supplemental Educational Services
Providers (K12 Memo 2008-46, April 29th, 2008):
http://info.fldoe.org/docushare/dsweb/Get/Document-4959/k12-2008-46-tap.pdf
20 U.S.C.A. Section 6316; United States Department of Education
Supplemental Educational Services Non-Regulatory Guidance; Section 1008.331
Florida Statutes (2007); 20 U.S. C.A. Section 1232g; Section 1002.22, Florida Statutes
(2007)
 
25

 
Contractual Agreement between School District and State-Approved SES Providers
ACRONYMS
  
ADA
Americans with Disabilities Act
AYP
Adequate Yearly Progress
CFR
Code of Federal Regulation
DA
Differentiated Accountability
DIBELS
Dynamic Indicators of Basic Early Literacy Skills
EIA
Education Industry Association
ESE
Exceptional Student Education
FAC
Florida Administrative Code
FCAT
Florida Comprehensive Assessment Test
FERPA
Family Educational Rights and Privacy Act
FLDOE
Florida Department of Education
FDLE
Florida Department of Law Enforcement
FRPL
Free or Reduced Price Lunch program
NCLB
No Child Left Behind
NOAA
National Oceanic and Atmospheric Administration
ID
Identification
IDEA
Individuals with Disabilities Education Act
IEP
Individual Education Plan
LEA
Local Educational Agency
LEP
Limited English Proficiency
PDPA
Parent District Provider Agreement
RFA
Request for Application
SES
Supplemental Educational Services
SLP
Student Learning Plan (formerly PDPA)
SSS
Sunshine State Standards
TAP
Technical Assistance Paper
U.S.C.A.
United State Code Annotated
USDE
United States Department of Education
26

 
Contractual Agreement between School District and State-Approved SES Providers
APPENDICES
 
Appendix A:
Sample Expectations and Guidelines for School District Employees Who Are
Employed by Supplemental Educational Services Providers
 
Appendix B:
Sample Safety Procedures
 
Appendix C:
Sample Provider Training Acknowledgement
 
Appendix D:
Sample Letter Notifying Providers of Contract Termination
 
Appendix E:
Sample School District Code of Professional Conduct and Ethics Regarding
Supplemental Educational Services
 
Appendix F:
Sample Handout for SES Tutors
 
Appendix G:
Sample Written Contractual Agreement Between School Districts and State-
Approved Supplemental Educational Services Provider
27

Contractual Agreement between School District and State-Approved SES Providers
 
Appendix A
 
Sample Expectations and Guidelines for School District Employees Who
 
are Employed by Supplemental Educational Services Providers
28

Contractual Agreement between School District and State-Approved SES Providers
 
Sample Expectations and Guidelines for District Employees Who are Employed by
Supplemental Educational Services Providers
 
 
 
1. No employee will campaign, recruit, solicit for, or otherwise work for the purpose of gaining students for
the provider during hours of employment by the district. This includes talking to parents about a
specific provider and the provider’s program.
 
2. No district employee may represent an SES provider during parent/student night, school functions at
which the employee is required to attend by the district, or other school activities.
 
3.
No employee may have access to student lists, phone numbers, free/reduced lunch lists, or other
student information at any time to be used for the purpose of recruiting students for an SES provider.
 
4. Employees are prohibited for using district materials and supplies, such as paper, pencils, books,
computers, printers, crayons, etc. for the purpose of administering the SES program.
 
5. Employees of SES providers do not have access to copiers, phones, or other equipment owned,
leased, or operated by the school district, even if the tutor is a school district employee.
 
6. District employees are not necessarily able to tutor in the classroom they are assigned to during the
regular school day. Providers can request space at the school. Principals (with input from Associate
Superintendents) make the decision as to whether there is space available and principals determine
where the provider will be placed in the school.
 
7. SES providers are required to supply their tutors with all materials needed to implement the program
described in the provider’s RFA to the State of Florida.
 
8. Distribution of materials by providers to school staff requires the permission of the principal of the
school. Distribution of these materials can only take place before or after regular school hours.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
29

Contractual Agreement between School District and State-Approved SES Providers
Appendix B
 
Sample Safety Procedures
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
30

 
Contractual Agreement between School District and State-Approved SES Providers
Sample Safety Procedures
Accident Reporting
 
School District Requirement: Reporting student injuries (Accident and injury reports) – and
reporting to school facility administrators.
 
In the event of a student injury, the SES provider employee is required to complete a SES
provider Accident/Injury Report listing the name of the student, the date and time of the incident,
the person supervising the student, whether or not this person witnessed the accident/injury, the
name of the parent/guardian, a detailed description of the incident, whether or not medical
attention was required, the course of action taken, and the name of the person completing the
report. The signatures of the parent/guardian, SES provider supervisor, and the school facility
administrator are required.
Weather/Emergency Information
 
School District Requirement: Collecting CURRENT emergency contact information from
parents at the time of enrollment. There should be at least two alternative contacts for each
student. Provisions should be made for updating information at least once during the duration of
the program.
 
At the time of enrollment, the parent/guardian must complete the SES provider Emergency
Contact Information Form with detailed information for emergency contacts as well as a list of
adults authorized to pick up the student. The SES provider Emergency Contact Information
Form has space for two parents/guardians and three alternative contacts (such as
grandparents, aunts, uncles, neighbors). The parent/guardian is instructed when they complete
the form to immediately notify the tutor if any updates are to be made. The main office will re-
issue notification cards approximately three weeks after the program begins to collect updated
information. SES provider employee will update the contact form as information becomes
available. Updated information will be entered into the SES tracking information system.
 
School District Requirement: Closings for severe weather/emergencies and monitoring of
emergency weather conditions.
 
In the case of severe weather/emergency closings, the parent/guardian will be notified. If the
school is closed due to weather, tutorial sessions will need to be rescheduled. In the event of a
severe thunderstorm or tornado warning/watch, students are instructed to follow school
procedures if tutorial sessions are in a school. In the event that tutoring services are held in an
alternative public location, students are instructed to go to an interior wall and duck and cover
for safety in a tornado warning. For tornado shelter, use the lowest level of the building, small
interior rooms, inner hallways, bathrooms, or low interior spaces.
 
During in-home tutorial sessions, the parent/guardian is responsible for their child’s
safety.
 
School District Requirement: Communications plan - access to radios, cell phones, bullhorns,
whistles, etc. for communicating emergency messages.
 
31

 
Contractual Agreement between School District and State-Approved SES Providers
All public locations where SES provider will provide services are equipped with telephones,
National Oceanic and Atmospheric Administration (NOAA) weather radios, television, or
computer access to receive updated safety information. If telephones are not available in
homes, tutors are required to carry cell phones.
 
In the event of an emergency, parents may call the local office and receive a recorded message
on emergency procedures.
 
For sites with use of an emergency notification system, the provider will follow the district
guidelines for parent notifications.
 
During in-home tutorial sessions, the parent/guardian is responsible for their child’s
safety.
 
 
School District Requirement: Lockdown guidelines
 
SES provider will follow all lockdown procedures in place at the location where tutorial services
are provided.
 
School District Requirement: Evacuation routes and plans
 
SES provider will utilize public facilities with evacuation routes posted. Students will be made
aware of evacuation routes and procedures for exiting the building – having a silent, single file
line with the tutor and standing at a pre-designated spot.
 
During in-home tutorial sessions, the parent/guardian is responsible for their child’s
safety.
 
 
General Safety and Health precautions are utilized per the Occupational Safety and Health
Administration during all tutoring sessions.
 
School District Requirement: Visitor Access Control - use of staff clothing/staff identification
cards to limit access to students.
 
SES provider employee is required to wear badges to identify themselves as SES provider
employees.
 
School District Requirement: Workplace violence
 
Violence in the workplace will not be tolerated. SES provider employees initiating violence will
be subject to immediate termination. In the event of a student or parent initiating violent
behavior, the SES provider employee is to immediately report the incident to both the SES
provider Area Director and the school administration and SES coordinator so that appropriate
action can be taken to ensure the employee’s safety.
Child Abuse Reporting
 
School District Requirement: Training and Reporting
 
Provider assures district that all staff members, including volunteers, are familiar with and agree
to adhere to child abuse and/or missing children reporting obligations and procedures under
32

 
Contractual Agreement between School District and State-Approved SES Providers
Florida law, including but not limited to, Chapters 39.205 and 937.025, Florida Statutes.
Provider agrees to provide annual training to all its employees regarding mandated reporting of
child abuse and missing children. Provider agrees that all staff members will abide by such laws
in a timely manner.
 
Provider shall submit immediately by facsimile and mail within twenty-four (24) hours an
accident or incident report related to child abuse to district when it becomes aware of
circumstances including, but not limited to: allegations of molestation, child abuse, or missing
children under Provider’s supervision.
 
Child Safety and Supervision
 
School District Requirement: Use of first aid kits
 
For on-site programs, the SES provider site coordinator maintains a first aid kit available during
tutorial sessions. If a child needs minor aid such as a band-aid or an ice pack, he or she is
given the item to apply themselves. For more serious injuries or emergencies, the
parent(s)/guardian(s) are immediately called and emergency personnel if necessary. SES
provider employee does not dispense medications to children without parent approval. In the
case of inhalers and such, SES provider employee will not release the medications to the
student unless the information is documented on the medical release form.
 
During in-home tutorial sessions, the parent/guardian is responsible for their child’s
safety and decisions regarding medical care.
 
School District Requirement: Reporting Child Abuse
 
During initial tutor training, tutors are provided with and sign receipt for a copy of the latest
Florida Department of Children and Families document on reporting child abuse. Staff must
understand that if child abuse is suspected, the individual tutor is responsible for immediately
notifying the SES provider Area Director, the appropriate school personnel, and Child and
Family Services.
 
 
School District Requirement: Releasing children to authorized persons and ensuring child
safety and supervision.
 
At the time of enrollment, the parent/guardian must complete the SES provider Emergency
Contact Information form with detailed information on whom to contact in case of an emergency
as well as a list of adults authorized to pick up the student.
 
This information is kept with the tutor and available at all times the student is being tutored. The
student will not be released into the custody of any unauthorized person.
 
The SES provider employee is responsible for the students being tutored at all times (with the
exception of in-home tutoring where the parent/guardian is responsible for their child’s safety).
Students should be directly supervised within the tutorial setting. While all students are
encouraged to go to the restroom before the tutorial session begins, in the event that a student
must go to the restroom and a restroom is not located in the classroom, the buddy system must
be employed for a group with more than four students. (This procedure ONLY applies for
students in a school setting. Students in an alternative public location must be supervised at
ALL times).
33

Contractual Agreement between School District and State-Approved SES Providers
School District Requirement: Providing emergency procedures (providers using the school
facilities should follow district emergency procedures, but alternative locations should develop
their own procedures)
 
The SES provider will utilize the school facilities emergency procedures while in the school
setting. In alternative public locations, SES provider employee will abide by the emergency
procedures already established.
 
During in-home tutorial sessions, the parent/guardian is responsible for their child’s
safety.
 
Drug-Free Workplace
 
School District Requirement: Prohibiting drugs and alcohol
 
At NO time is the use or possession of illegal drugs or alcohol permitted by a student or staff.
Failure to abide by this rule will result in immediate disciplinary action, and in the event of staff,
dismissal. SES provider employees are drug tested in accordance with the county’s
requirements.
Worker’s Compensation
 
School District Requirement: Workplace accidents/workman’s compensation
 
In the event of a workplace accident, SES provider employees are to immediately report the
incident to the SES provider Area Director. The employee will be provided the appropriate
forms to complete so that any medical claims or other Workman’s Compensation issues can be
addressed.
Facilities/Equipment Usage
 
School District Requirement: Use of equipment and supplies
 
SES provider employee provides all necessary supplies to conduct each tutorial session. The
location of the tutorial session will be left just as it was found.
Provider Use of the Emergency Notification System
 
Providers will facilitate messages via the district emergency notification system through the SES
facilitators with exact information that you want to share across the system, and the facilitators
must request permission from each principal. The emergency notification contact at each school
would need to create a "group" of students to receive the message - the group will include those
students enrolled in your program. The Principal must decide who will record and send the
message and how frequently the system can be used. Prior to use of the system, the provider
must submit a proposal to each Principal with the following information:
 
1. Name and contact information
2. Description of information and frequency using the district emergency notification system
3. An agreement to submit the language of a message prior to the call-out for approval
4. The approximate number of students that will be in each group
34

Contractual Agreement between School District and State-Approved SES Providers
5. Pending approval: name and contact information of the SES provider employee who will
assist the school with sending the messages. The SES provider employee will submit
the names of students in each group prior to using the system.
 
Transportation
 
Transportation arrangements and costs for students receiving services under an agreement
between the provider and eligible student’s parent/guardian, and the district has no obligations
to provide transportation in connection with the provider’s responsibility to provide services
under an agreement. Neither the district nor parents/guardians shall be charged an additional
fee for transporting students.
 
 
 
 
 
 
35

Contractual Agreement between School District and State-Approved SES Providers
Supplemental Education Services (SES) - Provider Employee
 
 
Employee Safe Working Practices Agreement
 
 
Employee Name
Social Security #
  
 
Date of Birth
Height
Weight
Blood Type
  
 
FL Driver’s License #
  
  
  
  
 
Current Address
  
  
  
How Long?
 
  
Telephone #
  
  
  
 
Former Address
  
  
How Long?
  
 
  
  
 
Emergency Contact
  
  
  
Telephone #
  
 
Name Relationship
 
 
 
As a condition of employment I, do hereby agree to comply
 
  
(Please print full name)
 
with the following safe working practices:
 
 
1. I agree to follow established company safety procedures.
 
2. I agree to report any work related accident or injury to my supervisor as soon as it occurs,
but no later than the end of the day in which the incident occurs.
 
3. If I need treatment for a work related injury, I agree to:
 
a. Notify my EMPLOYER of the need for treatment.
 
b. Only go to an EMPLOYER directed physician(s) for necessary treatment.
 
c. On the initial visit hand carry a (Medical Authorization for Treatment form to the
authorized treating facility) or other form required by my company.
 
I understand that failure on my part to follow the above procedures could result in disciplinary action, not
to exclude termination of employment with the SES provider.
 
I also understand that according to Section 440.09(4) of the Florida Workers’ Compensation Law, my
compensation benefits could be reduced for any injury, which occurs because of a failure to follow
established safety procedures.
 
  
  
  
Employee Signature Date
  
 
36

Contractual Agreement between School District and State-Approved SES Providers
Appendix C
 
Sample Supplemental Educational Services Provider Employee/Tutor
 
Training Acknowledgement
 
 
37

Contractual Agreement between School District and State-Approved SES Providers
Supplemental Educational Services
Provider Employee/Tutor
Training Acknowledgement
 
Name of Provider: ___________________
Name of Employee/Tutor (print or type) ______________________, ___________________
Last First
I have been trained in:
 
 
 
 
 
Place Copy of Security Badge
Here
 
1. Ethical Conduct
2. Child Abuse Reporting
3. Accident/Incident Reporting
4. Confidentiality of Student Information
5. _________ County Emergency Procedures
6. Student Emergency Contact Information
7. Student Daily Dismissal Procedures
8. Student Sign in/Sign Out Procedures
9. Student Attendance Recording
10. Pre- and Post-Assessment Procedures and Reporting
11. The usage of supplies and equipment – I will only use supplies or equipment that belongs to the
provider or myself.
12. District Security Clearance (attached a copy of verification)
13. I meet the educational requirement to tutor for this company.
14. The Cayen Computer System:
I attended Cayen Training:
Yes
No Date of Training: ____________________
Request for Cayen access:
  
Yes
No
Level of security requested ________________________
 
 
 
 
 
 
38

Contractual Agreement between School District and State-Approved SES Providers
Email ___________________________ Contact Phone Number: _____________________
________________________________ ________________________________
Employee/Tutor Signature Date
 
I verify that the employee/tutor above has been properly trained in the items above. I approve the
above request for Cayen access.
I understand that the employee/tutor will not begin offering services until approval is received from the
SES program office.
________________________________ ________________________________
Provider Representative Date
 
39

Contractual Agreement between School District and State-Approved SES Providers
Appendix D
 
Sample Letter Notifying SES Providers of Contract Termination
 
40

Contractual Agreement between School District and State-Approved SES Providers
Date
 
Name of SES provider
Address
 
RE: School Board of
Sunshine
County Title I Supplemental Education Services
Contract
 
This is your 20-day notification that following an investigation by _______________, an
appointee of the Superintendent, a recommendation will be made to terminate for cause the
Sunshine
County School Board Title I Supplemental Education Services Contract with
_______________ SES provider name). The recommendation will be placed on the School
Board Agenda for consideration on ______ (date) at ____ a.m/p.m. The Board Meeting will be
held at _______________ (address). You or your authorized representatives are invited to
attend this meeting and will be presented with the opportunity to address the School Board on
as well as submit written documentation to the Board prior to the meeting. In the interest of the
safety and well-being of our students, effective immediately, you are to perform no further work
on this contract.
 
The following reasons for the recommendation of termination are:
 
1. Fingerprint/Background Checks (as outlined on page _ of _ in compliance with the
Jessica Lunsford Act) for tutors assigned to the school sites have not been completed.
2. Student Learning Plans (as defined on page __ of __) were not submitted or do not
include required information. The District assigned ___ students to the Provider on
__________ (date). As of October 15, 2____, ____ Student Learning Plans have not
been submitted, ___ were submitted and approved, _____ were submitted and denied
___are submitted and pending. The Student Learning Plan must be approved by all
parties before services can begin and the Provider made insufficient efforts to obtain all
required signatures (reference Timelines for Initiation of Services and Initiating Billing
reference page __of__).
3. The provider has not completed transportation arrangements. This creates a safety
concern.
4. The provider has not secured facility arrangements or clarified supervision of students
with participating schools. This creates an additional safety concern.
5. The provider has violated the EIA SES provider Code of Ethics in the following manner:
______________________________________________________________________
__________________________________________________________
6. Other:
______________________________________________________________________
______________________________________________________________________
____________________________________________________
 
 
Sincerely,
______________________
Director of Federal Programs
 
 
41

Contractual Agreement between School District and State-Approved SES Providers
Appendix E
 
Sample School District Code of Professional Conduct and Ethics Regarding
 
Supplemental Educational Services
 
 
 
 
 
 
42

Contractual Agreement between School District and State-Approved SES Providers
SAMPLE SCHOOL DISTRICT CODE OF PROFESSIONAL CONDUCT AND ETHICS
REGARDING SUPPLEMENTAL EDUCATIONAL SERVICES
 
 
Please be reminded that school district employees must adhere to the following District
Code of Professional Conduct and Ethics regarding Supplemental Educational Services
(SES):
 
 
District employees
shall not
accept payments or other compensation from SES
providers in exchange for providing access to facilities, providing student lists,
assisting with marketing or student recruitment, promoting enrollment in a specific
provider’s program.
 
District employees
shall not
provide SES providers with a list of students eligible to
receive services, as this information would identify a student as eligible for Free and
unch, which is in violation of the Family Educational Rights and Privacy Act
Reduced L
(FERPA).
 
District employees in the capacity of principal, assistant principal, school or district
administrator or SES coordinator
shall not
work for an SES provider.
 
District employees
shall not
be hired by an SES provider for any purpose other
than instruction-related services (Tutor) or program coordination (Lead Tutor).
 
District employees
shall not
offer a parent or student any form of incentive for
signing-up with a specific provider.
 
District employees
shall not
distribute or send home, via backpack or mail, the school
district SES Enrollment Form that has a provider’s name preprinted as part of the
a specific SES program.
form or flyers endorsing
 
District employees
shall not
market or promote the services of the provider they work for
r general information about SES tutoring services and
   
to parents or students.
 
District employees may offe
factual, non-biased information about provider’s programs if the information is
requested by the parent.
 
District employees
shall not
modify any SES enrollment form completed by a
parent.
_____________________________________________________________
 
_______
y signing this form, I acknowledge that I have received and read the school district Code of
__________________________________ Date: _______________________
Employee Name
 
 
 
 
ACKNOWLEDGEMENT OF RECEIPT OF SCHOOL DISTRICT CODE OF
PROFESSIONAL CONDUCT AND ETHICS REGARDING SES
 
B
Professional Conduct and Ethics regarding SES and I agree to comply with these requirements.
 
 
_
  
 
43

Contractual Agreement between School District and State-Approved SES Providers
Appendix F
Sample Handout for SES Tutors
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
44

Contractual Agreement between School District and State-Approved SES Providers
Sample Handout for SES Tutors
 
¾
 
Advertising
ƒ
  
District employees cannot promote one SES provider over another during the hours when the District
employee is working for the District.
ƒ
  
Once students are signed up with an SES provider, tutors or provider employees cannot encourage them to
change to another SES provider.
 
¾
 
Enrollment Forms
ƒ
  
ONLY parents/guardians may complete information on the enrollment forms. Teachers/Tutors cannot select
the company for the parent/guardian or complete any other part of the form.
 
¾
 
Student Learning Plan
ƒ
  
SLP must be approved by parent, provider, and district BEFORE student begins tutoring.
ƒ
  
SLP should contain no more than five academic achievement goals per subject area with specific pre-
assessment data and expected percentage of mastery of goals verified during the post-assessment.
ƒ
  
If all academic achievement goals are completed, a new SLP should be approved by parent, provider, and
district.
ƒ
  
SLP should contain the total hours of prescribed program.
ƒ
  
Individualized tutoring – tutoring must be based on the skills indicated on the SLP that the student needs to
work on. These skills are different for each student so individualized or small group tutoring should be
taking place at all times.
 
¾
 
Attendance
ƒ
  
MONTHLY attendance sheets must be used.
ƒ
  
Student attendance must be entered in the computer every two weeks by you or your company.
ƒ
  
Times must be included on the attendance sheet.
ƒ
  
Attendance times only include the actual tutoring time.
 
Start Time - the time the student starts tutoring for that day (if the tutor shows up late or if a child comes
late, then the start time should show the time the student actually begins tutoring)
 
End Time - the time the tutoring ends (if the parent picks the student up early, then the pick up time
should be recorded at the time the student ends tutoring)
 
¾
 
Quality of Tutoring
ƒ
  
District is paying $5 to $70 per student per hour. The tutoring time should not include breaks longer than
five minutes, homework help, time for the tutor to do paperwork, conference with parents, etc. These duties
must be done outside of the tutoring time.
ƒ
  
Tutoring should not take place after 7 pm.
 
¾
 
Control of Students
ƒ
  
Tutor should be aware of provider procedures for handling and/or removing disruptive students.
ƒ
  
Tutor must escort all students to the proper caregiver or approved means of transportation at the end of
each tutoring session.
ƒ
  
Tutor must check the ID of the person picking up the child to make sure it matches an individual allowed to
care for that child if the person is unknown to the tutor.
 
¾
 
Progress Reports
ƒ
  
District requires a progress report on each student to be completed at the end of each month.
ƒ
  
Provider must regularly notify each student’s parents and teachers of the student’s progress.
ƒ
  
All Progress Reports shall contain:
 
Student’s name
 
45

Contractual Agreement between School District and State-Approved SES Providers
 
School
 
Homeroom teacher
 
The goal(s) the student is working towards
 
The percentage of each tutoring goal accomplished as evidenced by tutoring work completed.
 
The student’s level of attendance
 
The student’s level of participation
ƒ
  
Final Progress Reports shall contain the following additional information:
 
All student achievement goal(s) with the pre- and post-assessment scores.
 
 
¾
 
Communication
ƒ
  
If a child is absent two or more days, the tutor must contact the parent prior to the next tutoring session. If
contact cannot be made, the provider should notify the district.
ƒ
  
The tutor must contact the company to make sure you have the correct forms, tutoring materials and supplies
have been provided.
ƒ
  
The company should train tutors use the materials and complete the forms BEFORE you begin tutoring.
ƒ
  
Any problems with pay should be addressed with the company.
ƒ
  
Do not contact the principal regarding problems with the tutoring company. Please contact the SES district
coordinator ___________ at ____________ if needed.
 
46

Contractual Agreement between School District and State-Approved SES Providers
Appendix G
 
Sample Written Contractual Agreement between School Districts and
 
State-Approved Supplemental Educational Services Provider
 
47

Contractual Agreement between School District and State-Approved SES Providers
THE SCHOOL BOARD OF ____________ COUNTY
TITLE I SUPPLEMENTAL EDUCATIONAL SERVICES CONTRACT
 
THIS SUPPLEMENTAL EDUCATIONAL SERVICES PROVIDER AGREEMENT
(“Contract”) is made and
 
entered into this ______ day of __________ 20__, between The
School Board of ___________County (hereinafter referred to as the “DISTRICT”), and
 
Name of State-Approved SES Provider:
Contact Address:
City, Zip, State:
 
Supplemental Educational Services (SES) provider (hereinafter referred to as the “PROVIDER”)
for the purpose of providing SES to eligible students.
 
RECITALS
 
WHEREAS,
DISTRICT is authorized by state and federal law to enter into an agreement with
the state-approved Supplemental Educational Services PROVIDERS for the aforementioned
purpose.
 
WHEREAS
, PROVIDER is specially trained, experienced and competent to perform the SES
required by DISTRICT, and such services are needed on a limited basis; and
 
WHEREAS
, No Child Left Behind Act, 20 U.S.C.A. Section 6316(e) outlines the requirements
for Supplemental Educational Services; and
 
WHEREAS,
PROVIDER has been approved by the State of Florida Department of Education
and has met the qualifications to be certified as a Supplemental Educational Services
PROVIDER; and
 
WHEREAS,
PROVIDER is willing to provide such services to DISTRICT’s eligible students if
selected by the parent/guardian of eligible students; and
 
WHEREAS,
PROVIDER is financially sound and otherwise capable of fulfilling its requirements
to the DISTRICT, students and parents during the term of this Contract.
 
DEFINITIONS
 
 
SES Eligible Student
– students from low-income families, as determined by the school
district, who are attending a Title I funded school that is in year two or beyond of school
improvement, corrective action, or restructuring.
 
Student Learning Plan (SLP)
- NCLB requires each school district to enter into an
agreement with the state-approved provider selected by a parent. This agreement is
recognized in Florida as the SLP and must be developed in consultation with the
student’s parents and the provider. The plan must include a statement of specific no
more than five academic achievement goals per subject area with specific pre-
assessment data and expected percentage of mastery of goals verified during the post-
assessment. The SLP also includes how the student’s progress will be measured, and a
timetable for improving achievement that, in the case of a student with disabilities, is
consistent with the student’s Individualized Education Program (IEP) under Individuals
 
48

Contractual Agreement between School District and State-Approved SES Providers
with Disabilities Education Act (IDEA) or the student’s section 504 plan. The SLP must
also describe how the student’s parents and teachers will be regularly informed of the
student’s progress.
 
Parent/Guardian
– For the purpose of this contract, a parent is the natural or adoptive
parent, legal guardian, or surrogate parent as indicated by the judicial system.
 
Withdrawal
– failure to provide services to students in a district in which the provider
was assigned the minimum number of students that they indicated they were willing to
serve in the state-approved application.
 
NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL PROMISES CONTAINED
HEREIN
, it is agreed between the parties as follows:
 
1. TERM
 
This contract shall become effective upon full execution of the contract by both parties
and shall remain in force until _______________,20__.
 
2. DISTRICT OBLIGATIONS
 
The DISTRICT must:
 
A. ASSIST PARENTS
 
DISTRICT shall assist parents, if requested by them, in obtaining additional information
regarding state-approved SES PROVIDERs that are available to serve their child(ren);
 
B. STUDENT ENROLLMENT FORM
DISTRICT shall make available to PARENTS and PROVIDER a copy of the Student
Enrollment Form both before and during the school year. PROVIDER shall not complete
the Student Enrollment Form. It is the PARENT’S sole responsibility to complete the
Student Enrollment Form.
 
 
C. PROVIDE STUDENT CONTACT INFORMATION
  
Once a parent selects a PROVIDER for their child(ren) and after the contract with the
DISTRTICT is signed, the DISTRICT must notify the PROVIDER within 20 school days
after the close of each enrollment period of the student’s name, school, and address and
telephone of record, and allow the PROVIDER to initiate contact with the student’s
parents for the provision of SES. To ensure SES PROVIDERs have access to correct
student contact information, the DISTRICT has to maintain an updated student contact
list.
 
 
D. PROVIDE STUDENT ACADEMIC AND PERFORMANCE INFORMATION
Once a PROVIDER has been notified the DISTRICT shall immediately make available to
PROVIDER all appropriate student academic performance and benchmarking
information (including pervious year’s Florida Comprehensive Assessment Test (FCAT)
scores, Dynamic Indicators of Basic Early Literacy Skills (DIBELS), results of formative
benchmark assessments, etc.) that will assist PROVIDER during the development of the
SLP. To be able to effectively determine the students’ weakest benchmark areas, the
district is providing this information to the PROVIDER who is responsible for establishing
no more than five academic achievement goal per subject area with specific pre-
assessment data and expected percentage of mastery of goals verified during the post-
assessment.
 
49

Contractual Agreement between School District and State-Approved SES Providers
E. PAY PROVIDER
I. ACTUAL SERVICE
DISTRICT agrees to pay the PROVIDER for educational services provided in
compliance with the PROVIDER’S state-approved application. PROVIDER may
not charge DISTRICT for students who do not attend tutoring session as
scheduled. Services beyond the Supplemental Educational Services consistent
with the state approved application, including, but not limited to, assessing
students, development of Student Learning Plan (SLP), homework help,
transportation and/or provision of facilities, are not eligible to be invoiced by the
PROVIDER and will not be paid by DISTRICT.
 
II. PRE-MEETING FEE
DISTRICT shall pay provider a set fee per tutoring session per student. For the
2009-2010 school year, this per-student fee shall be $ __________. DISTRICT
shall process payments to PROVIDERS within _____calendar days of receipt of
invoice.
 
I. AGGREGATE FEE
The total amount the DISTRICT will pay the PROVIDER for SES during 2009-
2010 school year shall be the lesser of: (1) the costs of the services provided; or
(2) $ _____ , which is the DISTRICT’S per-pupil Title I allocation. DISTRICT will
not pay more than the per pupil allocation amount as determined and published
be the Florida Department of Education.
 
II. SATISFACTORY SERVICES
The DISTRICT is not obligated to pay for unsatisfactory services, provided that
the DISTRICT shall give the PROVIDER at least 30 days written notice of its
dissatisfaction and offer the provider the opportunity to improve. If the
PROVIDER improves its services to the district’s satisfaction within that 30-day
period, there shall be no interruption in payment.
 
 
F. INFORM PROVIDER OF DISTRICT POLICIES AND TRAINING ON USE OF
DISTRICT SES SOFTWARE
Agree to make available to PROVIDER (in a timely fashion) clearly written information of
all DISTRICT policies related to SES and the features and proper use of all DISTRICT
SES software.
 
3. PROVIDER OBLIGATIONS
 
The PROVIDER must:
 
A. MEETINGS
DISTRICT may conduct an Annual Provider Meeting or a Technical Assistance Meeting
and will notify PROVIDER of the meeting times and dates no later than 10 business
days prior to the meeting. PROVIDER must attend the Annual Provider Meeting (if held
by DISTRICT) to discuss PROVIDER obligations if PROVIDER did not provide SES to
students in DISTRICT in 20__-20__, or if PROVIDER did not attend the DISTRICT
Technical Assistance Meeting at the end of the 20__-20__ school year. Due to
extenuating circumstances (illness or extreme weather) in lieu of the annual PROVIDER
meeting, PROVIDER may schedule an individual meeting with DISTRICT SES Program
Specialist within seven (7) days after the Annual Provider Meeting.
 
50

Contractual Agreement between School District and State-Approved SES Providers
 
B. INSURANCE
PROVIDER will obtain and maintain insurance. At the time of executing this Agreement,
PROVIDER shall furnish a certificate of insurance naming the School Board of
___________County, Florida as a certificate holder and additional insured.
 
Certificates of coverage shall include adequate information to determine adequacy of
coverage, including, but not limited to:
 
1. Confirmation of deductibles for each policy and coverage.
2. Copy of additional insured endorsement.
3.
Copy of the endorsement providing thirty (30) day notice to the DISTRICT
for cancellation, non-renewal or major coverage change.
4.
Copy of endorsement providing waiver of subrogation.
 
In the event PROVIDER pays insurance premiums more frequently than annually,
PROVIDER shall promptly upon the making of each premium payment provide evidence
thereof to DISTRICT.
 
All insurance policies shall be insured with insurers qualified to do business in Florida.
 
All policies (except Worker’s Compensations and Employee Liability) shall provide the
following endorsements:
 
A. The School Board of ___________County, Florida as an additional insured
utilizing the following language: The School Board of ____________County,
Florida, including all current, former, and future Board members, employees,
volunteers, and agents.
B. A thirty (30) day notice to the DISTRICT for cancellation, non-renewal or major
coverage change.
 
A waiver of subrogation should be included on the General Liability policy as well as the
Worker’s Compensation policy.
 
PROVIDER insurance requirements:
 
A. Commercial General Liability Coverage (Coverage shall include bodily injury,
property damage, personal injury, contractual liability, sexual abuse and
molestation coverage)
Limits: $ ___________________________
B. Worker Compensation Insurance (If a provider is entreating board premises for
services, a waiver of subrogation must be provided.)
Limits: $ ___________________________
C. Auto Liability (if the provider is transporting students)
Limits: $ ____________________________
D. Error and Omissions (The provider agrees to continue insurance coverage for 24
months after cancellation/termination of this Agreement.)
Limits: $ _____________________________
 
 
 
 
51

Contractual Agreement between School District and State-Approved SES Providers
C. PROHIBITION OF DISCLOSURE
PROVIDER must not disclose to the public the identity of any student eligible for, or
receiving Supplemental Educational Services without the written permission of the
parent/guardian of such student.
 
D. PROHIBITION OF DEFAMING DISTRICT
PROVIDER must not defame the DISTRICT in any way or at any time, including but not
limited to recruiting, advertising, presentations, publications, and parent conferences.
 
E. EQUAL OPPORTUNITY
PROVIDER shall not discriminate on the basis of race, color, religion, sex, age, national
origin, marital status, or qualified disability in its employment practices or operation of its
programs.
 
F. MARKETING REQUIREMENTS
All marketing materials must be reviewed and approved by __________ (name),
__________ (title), prior to distribution. All marketing materials distributed to parents
must include the following:
 
“In order for your child to be eligible for free tutoring, your child must
attend a Title I School in its first year of school improvement AND be
eligible for Free or Reduced Price Lunch for the previous (first enrollment)
and current school year (for continuous enrollment).”
 
 
Notwithstanding, marketing materials approved under the original agreement, and
already in print, shall remain approved and shall be grandfathered under the provisions
of the original agreement. Such materials do not need to be re-submitted for approval.
 
In addition, PROVIDER may list the eligible SES schools where PROVIDER will be
providing SES.
 
Failure to comply with all marketing requirements will result in this contract becoming
null and void. DISTRICT must notify PROVIDER of either approval or disapproval of
marketing materials no later than ten days from receipt by DISTRICT.
 
G. PROVIDER EMPLOYEES
PROVIDER must ensure that all tutorial staff:
 
I. QUALIFICATIONS
Meet the minimum qualifications for Title I paraprofessionals, as
specified in the PROVIDER application.
 
II. CODE OF ETHICS
 
All teachers who are employed by PROVIDER remain subject to the
Code of Ethics of the Education Profession in Florida. PROVIDERS
may not request that teachers engage in any activity that is not
permitted under the Code of Ethics of the Education Profession in
Florida.
 
Recruitment of students on behalf of PROVIDER by DISTRICT
employees is strictly prohibited. DISTRICT employees shall not be
offered incentives and bonuses for recruiting students for the PROVIDER.
 
52

Contractual Agreement between School District and State-Approved SES Providers
 
PROVIDER shall not attempt to influence or bias parents’ completion of
the parent survey or any other evaluation of the provider’s services
including an assurance of truthful submission of assessment data.
 
As reflected in the Assurances Section of the PROVIDER’S state
application, PROVIDER agrees to adhere to the SES provider Code of
Ethics of the Education Industry Association (EIA) as revised January 8,
2008, a copy of which is attached to this agreement.
 
III. CONFLICT OF INTEREST
PROVIDER agrees to furnish to DISTRICT a valid copy of the
PROVIDER’S partnership agreement if PROVIDER is a partnership or
the Articles of Incorporation if PROVIDER is a corporation and a
complete and accurate list of the members of the governing body of the
legal entity. PROVIDER shall avoid any actual or potential conflict of
interest on behalf of itself or its employees providing services
hereunder, including, but not limited to, DISTRICT employee policies.
 
IV. CONDUCT OF PROVIDER EMPLOYEES
 
All employees of PROVIDER are to be dressed in a manner appropriate
to teaching young students and conduct themselves as is appropriate
for a person supervising children.
 
V. FINGERPRINT/BACKGROUND CHECK
PROVIDER agrees that as a condition of entering into this contract,
pursuant to § 1012.32 and § 1012.465, Florida Statutes, any person
entering school grounds or having direct contact with students on behalf
of PROVIDER must meet Level 2 screening requirements as described
in § 1012.32, Florida Statutes. Screening will be at PROVIDER’S or
employee’s expense and must be completed and credentials issued by
the DISTRICT prior to the screened individual having access to
students or to the school grounds. The DISTRICT reserves the right to
prohibit any employee of PROVIDER from having contact with students
on DISTRICT property if the DISTRICT has reason to believe that the
safety or health of the students might be in jeopardy.
 
PROVIDER employees already listed in the Vendor Clearance
Database and existing DISTRICT employees will not need to be re-
fingerprinted as they are already in the background clearance database.
If PROVIDER hires a DISTRICT employee or someone already listed
on the Vendor Clearance Database, they will need to submit the name
of the employee to ______________ (name), __________________
(title), for verification of clearance.
 
  
PROVIDERS shall keep a current list of all employees updated in the
DISTRICT SES software and e-mail the DISTRICT’S program specialist
if any changes are made to employee list.
 
53

Contractual Agreement between School District and State-Approved SES Providers
VI. ID BADGES
All PROVIDER employees must wear DISTRICT ID badges with the
employee’s name and picture prominently displayed at all times while
on DISTRICT property.
 
VII. TUTOR TRAINING
PROVIDER must submit the Tutor Training Log to the DISTRICT SES
Program Specialist prior to allowing a tutor to provide tutoring to any
student(s). The PROVIDER must sign the Tutor Training Log verifying
that all tutors have been trained in the procedures listed below and has
received the appropriate tutoring materials necessary to implement the
PROVIDER’S SES program as documented on the PROVIDER’S state
approved application. The Tutor Training Log must then be submitted
to the DISTRICT so the DISTRICT can verify that the trained tutor has
been cleared through a Level II Background Check. Upon such
verification, the DISTRICT will then approve the tutor to begin tutoring.
If a tutor begins tutoring prior to DISTRICT approval, the tutoring time
will not be paid for by DISTRICT.
 
PROVIDER shall provide training to their tutors regarding assessing
students and submitting student data.
 
The PROVIDER must train the tutor in the administration of the
PROVIDER’S SES program, DISTRICT SES procedures (which shall
be made available to provider at Annual Provider Meeting or Technical
Assistance Meeting), and PROVIDER procedures. The training must
also include, but shall not be limited to, the following:
 
1. ACCIDENT/INCIDENT REPORT
PROVIDER must train all tutoring personnel in appropriate
procedures for handling and reporting accidents or incidences
when a pupil has suffered an injury, injured another individual or
has been involved in an activity requiring notification of law
enforcement or emergency personnel.
 
2. CHILD ABUSE REPORTING
PROVIDER assures DISTRICT that all staff members, including
volunteers, are familiar with and agree to adhere to child abuse
and/or missing children reporting obligations and procedures
under Florida law, including but not limited to, Florida Statutes
39.201. PROVIDER agrees to provide annual training to all its
employees regarding mandated reporting of child abuse and
missing children. PROVIDER agrees that all staff members will
abide by such laws in a timely manner.
 
PROVIDER shall submit immediately by facsimile and mail, within
twenty-four (24) hours, an accident or incident report to
appropriate authorities with a copy to the DISTRICT when it
becomes aware of circumstances including, but not limited to
allegations of molestation, child abuse, or missing children under
PROVIDER’S supervision.
 
54

Contractual Agreement between School District and State-Approved SES Providers
 
VIII. EMPLOYEE BENEFITS
PROVIDER represents and warrants to DISTRICT that it will withhold
income tax and social security tax for its employees and will maintain
worker’s compensation insurance for each employee.
 
  
PROVIDER understands that its employees will not participate in any
employee benefit provided by the DISTRICT during hours of
employment by PROVIDER.
 
IX. INDEPENDENT CONTRACTOR
The PROVIDER is, for all purposes arising under this Agreement, an
independent contractor. The PROVIDER and its officers, agents or
employees may not, under any circumstances, hold themselves out to
anyone as being officers, agents or employees of the DISTRICT. No
officer, agent or employee of the PROVIDER or DISTRICT shall be
deemed an officer, agent or employee of the other party. Neither the
PROVIDER nor the DISTRICT nor any officer, agent or employee
thereof, shall be entitled to any benefits to which employees of the other
party are entitled, including, but not limited to, overtime, retirement
benefits, workers’ compensation benefits, injury leave, or other leave
benefits.
 
H. SES SOFTWARE
PROVIDER agrees to utilize DISTRICT’S SES software to print MONTHLY
attendance rosters, document tutoring locations, develop the Student Learning Plan,
record attendance, and print and submit invoices. PROVIDER agrees to keep the
DISTRICT’S SES software up to date within two weeks of services rendered.
DISTRICT agrees to provide adequate training to PROVIDER in the features and
use of DISTRICT’S SES software. As long as the DISTRICT’S SES software is
functioning properly, any PROVIDER support calls to the SES software company
over two hours per contract year will be at PROVIDER cost at $______/hour. This
cost will be clearly documented and deducted from PROVIDER’S invoices.
 
I. STUDENT LEARNING PLAN (SLP)
A Student Learning Plan (SLP) shall be developed by PROVIDER in consultation
with parent/guardian and DISTRICT for each eligible student whose parent/guardian
elects to receive SES from PROVIDER. This SLP must be based on academic
performance data and/or a thorough assessment conducted by the state-approved
SES PROVIDER unless there is an agreement between DITRICTS and
PROVIDERS determining that the district is conducting the pre- and post-
assessment.
 
PROVIDER must clearly state the level of the student prior to the start of SES. For
each student assigned, PROVIDER shall administer a pre-assessment of student
achievement for each goal on the SLP using an assessment instrument approved by
the FDOE as part of the PROVIDER state application. The goals set forth in the SLP
must address specific deficiencies of the student based on test scores or DISTRICT
input. Each goal must state the timetable for improving the student’s performance,
the specific, measurable goal that the student will be working towards, the pre-
assessment score from the test administered by the PROVIDER, the measure of
 
55

Contractual Agreement between School District and State-Approved SES Providers
growth that the student will achieve based upon the anticipated post-assessment
scores, and the timetable form improving the student’s performance. All goals must
be related to the Sunshine State Standards and be consistent with the student’s IEP
(if applicable). PROVIDER shall submit no more than five (5) goals per subject area
on each student’s SLP.
 
The SLP shall also contain the description of how the parent and student’s teacher
will be informed monthly of the student’s progress. The SLP must be approved by
the parent, the PROVIDER, and the DISTRICT before tutoring services may begin.
PROVIDER agrees to make three (3) documented attempts to obtain parent’s
signature on the SLP or provide parent consultation, after which time, if the
DISTRICT has approved the SLP, it will be considered approved by all parties.
 
  
Changes in any student’s SLP may only be made with the written consent of
DISTRICT in consultation with parent/guardian. PROVIDER, DISTRICT or the
parent/guardian may request a review of a student’s SLP. PROVIDER shall not
unilaterally terminate any SLP. PROVIDER shall obtain written authorization from
DISTRICT before terminating any SLP. A student’s SLP shall terminate if the
student ceases to be enrolled in DISTRICT.
 
Parent/guardian shall not be charged for any services rendered under the SLP
unless such services and charges are clearly identified in writing
as a separate
contract (independent of this contract)
, agreed upon in advance and signed by the
parents/guardian.
In no event shall the agreed upon charges obligate DISTRICT
financially, nor shall DISTRICT incur any obligations or expense in excess of the
state/federal reimbursement amount as determined and published by the Florida
Department of Education.
 
When an email address is available, PROVIDER shall obtain an email address for
the parent of each student as part of the SLP and report the email address to the
DISTRICT.
 
J. SUPPLIES, EQUIPMENT, AND FACILITIES
PROVIDER shall be solely responsible for the provision of all appropriate
educational materials, supplies, equipment, and facilities for a pupil as outlined in the
PROVIDER’S state approved application and required in the pupil’s SLP. A
PROVIDER who desires to use DISTRICT'S facilities must make a separate
application for use of facilities through DISTRICT’S Rental of Facilities Agreement,
which outlines facilities use and fees. DISTRICT may deny an applicant’s request
provided such denial is based upon clearly stated DISTRICT policy that is uniformly
enforced for all similar groups requesting use of DISTRICT facilities. DISTRICT
facilities may not be available during non-student days. PROVIDERS using
DISTRICT’S facilities will not have access to the DISTRICT’S computers, supplies,
or equipment. All tutoring sites must be maintained in a clean and safe condition and
be located in an area that is safe and secure.
 
PROVIDERS who are permitted to use DISTRICT’S facilities shall submit the
following at ______ days prior to intended use of facility: the completed Rental of
Facilities Agreement, a check representing a fully refundable rental deposit in the
amount of $_________ made out to The School Board of _________ County, and a
separate check made out to the school for the damage deposit. All Rental of
 
56

Contractual Agreement between School District and State-Approved SES Providers
Facilities Agreements and checks should be turned in to the SES coordinator. If
PROVIDER does not submit the completed form and deposit payment ______ days
prior to the intended use of the facility, DISTRICT will notify PROVIDER in writing
that the Rental of Facilities request will be denied and the PROVIDER will not be
allowed to use the facility. The DISTRICT shall deliver revisions to PROVIDER once
they are effective. One average size classroom may be used to tutor no more than
10 students at any one time. If PROVIDER does not receive adequate sign-ups to
use the facilities, DISTRICT will refund the unused portion of PROVIDER’S deposit
in full.
 
 
If the PROVIDER is permitted to use a DISTRICT school, the PROVIDER must
inform the principal’s designee immediately upon arriving on the campus and just
before vacating the campus for each tutoring session.
 
K. STUDENT RECORDS
All student records shall be kept in a secure location preventing access by
unauthorized individuals. PROVIDER will maintain
an access log delineating date,
time, agency, and identity of any individual accessing student records
who is not in
the direct employ of PROVIDER.
 
PROVIDER agrees to provide access to and copies of student records to DISTRICT
and/or the parent/guardian of DISTRICT’S student. PROVIDER shall not forward to
any person other than parents/guardians, any student record without the written
consent of the parent/guardian or DISTRICT.
 
PROVIDER shall maintain a monthly student sign-in sheet. The student sign-in
sheet should include the name of each student, name of PROVIDER, the employee
who rendered the service, the amount of time of such service, and the student’s
signature or parent’s signature for each session attended. PROVIDER is paid only
for sessions students attend. All records of attendance shall be maintained on the
DISTRICT’S SES software and must be kept up to date within two weeks of the
tutoring sessions.
 
If a parent requests that the PROVIDER withdraw a student from the program, the
PROVIDER should notify the DISTRICT in writing through the DISTRICT’S SES
software program stating the reason(s) for the request.
 
If a student fails to attend two consecutive tutoring sessions, the PROVIDER must
contact the parent prior to the next tutoring session. If PROVIDER is unable to
contact the parent after three attempts, the PROVIDER should notify the DISTRICT
immediately.
 
If PROVIDER determines that a student is not going to be able to be tutored in
compliance with the terms set forth in the SLP, the PROVIDER must initiate a
revision of the SLP and receive written approval from the parent and the DISTRICT.
 
  
I. ATTENDANCE ROSTERS
The
MONTHLY
Attendance Roster should include the name of each student,
name of PROVIDER, the employee who rendered the service, and the start
time and end time of such service. The parent or authorized supervising
adult taking charge of the student after the tutoring session must sign their full
 
57

Contractual Agreement between School District and State-Approved SES Providers
name on the attendance sheet at the end of each session the student
attends. A student signature will only be accepted in the event that the
PROVIDER has received written notice from the parent that the student is to
walk home. The person signing should also note the time the student is
being signed out of the PROVIDER’S care. The student’s tutor should sign
the bottom of each attendance record verifying that all data recorded on the
Attendance Roster is complete and accurate. All records of attendance shall
be maintained on the DISTRICT’S SES software and must be kept up to date
within two weeks of the tutoring sessions.
 
II. PROGRESS REPORTS
All Progress Reports shall contain the student’s name, school, homeroom
teacher, the goal(s) the student is working towards, and the percentage of
each tutoring goal accomplished as evidenced by tutoring work completed.
The student’s level of attendance and level of participation must also be
included.
 
For each student, PROVIDER agrees to submit MONTHLY student’s
progress to each student’s parents and district/teachers and make students
aware of their progress. PROVIDER shall also administer a post-assessment
using the same instrument and provide the DISTRICT with the pre-
assessment score and the post-assessment score as part of the progress
report. The PROVIDER shall assess student growth on each goal and report
the score as part of the final student progress report. The final report shall
contain the pre-assessment scores and the post-assessment scores for each
goal.
 
The PROVIDER must inform the DISTRICT at least ten (10) days prior to
administering post-assessment of the location and time the test will take
place.
  
 
If requested by the DISTRICT or a parent, the PROVIDER shall give these
reports in the following languages: English, Spanish, Creole, and
Portuguese.
 
To measure the student’s progress toward achieving the goals by the following
method(s):
___________________________________________________________________
 
___________________________________________________________________
 
Pre- and post-assessment will be conducted by:
 
SES PROVIDER
…
 
 
DISTRICT
…
 
 
Pre- and post-assessment will be reported by:
 
SES PROVIDER
…
 
 
 
58

Contractual Agreement between School District and State-Approved SES Providers
DISTRICT
…
 
 
To send progress reports to regularly inform the student’s parents, the student’s
school and the Board regarding the student’s progress toward achieving the goals
stated on the SLP. Progress reports will be submitted to each according to the
following schedule:
 
To parents Weekly
…
 
Monthly
…
Other ___________
 
To the school Weekly
…
Monthly
…
Other ___________
 
To the Board Monthly
…
Other ___________
 
Progress will be reported to Board employee __________________ (name).
 
L. START OF TUTORING
PROVIDER must be able to provide services to eligible students no later than
October 15, 20__, contingent upon receipt of the DISTRICT approved student
enrollment list being provided at least 20 days prior to the start date.
    
Tutoring must commence within thirty (30) calendar days of PROVIDER receiving
student contact information. If PROVIDER fails to start tutoring with at least 80% of
students that the DISTRICT assigns to PROVIDER, the DISTRICT will reassign any
students that have not started tutoring within 20 calendar days and PROVIDER will
not receive any incoming students from DISTRICT’S future enrollment periods.
PROVIDER will be given an additional fifteen (15) calendar days to begin services
with the remaining 20% of students. Failure to start tutoring with the remaining 20%
of students will result in DISTRICT reassigning students within 20 calendar days to a
new company.
 
Unless other arrangements have been made with DISTRICT, the PROVIDER may
only add new students to their tutoring sessions at the school sites the first week of
each month. SLP’s for students at the school sites must be submitted at least three
(3) business days prior to the start date.
 
M. TUTORING SERVICES
I. PROVIDER APPLICATION
PROVIDER must deliver services in compliance with the PROVIDER’S
state approved application.
 
II. FEDERAL/STATE LAWS
During the term of this Agreement, PROVIDER shall comply with all
applicable federal, State Board of Education, and local statutes, laws
ordinances, rules and regulations relating to the provision of
Supplementary Educational Services, including securing and maintaining
in force such permits and licenses as are required by law in connection
with the furnishing of services pursuant to the Contract.
 
PROVIDER must also ensure that the SES is in compliance with
federal/state laws and DISTRICT Rules regarding health, safety, and civil
 
59

Contractual Agreement between School District and State-Approved SES Providers
rights including but not limited to the Americans with Disabilities Act
(ADA) and Section 504 of the Rehabilitation Act.
 
III. TUTORING CONTENT
Tutoring sessions must be related to each student’s goals. If it is found
that tutoring is not in conformity with the PROVIDER’S state approved
application, the student’s SLP, or the student’s MONTHLY Attendance
Roster, then that tutoring session will not be paid for by the DISTRICT
and the PROVIDER must submit a written plan to the DISTRICT SES
Facilitator or DISTRICT SES Program Specialist to revise the tutoring
sessions to meet the needs of the individual students before tutoring may
continue.
 
IV. TUTORING LIMITS
PROVIDER shall limit tutoring to two (2) hours per day and six (6) hours
per week. PROVIDER agrees to not start SES tutoring after 7 pm.
 
V. SCHEDULE
The PROVIDER shall meet with each eligible student who requests SES
services from a PROVIDER to offer Supplemental Educational Services
in mathematics, reading/language arts, and science aligned with the
Sunshine State Standards. The instruction shall be provided beyond the
regular school day.
 
# Sessions per Week: __________
# Sessions per Month: __________
 
Type of Service:
Check and complete all that apply.
 
  
  
  
Online
…
One-on-One
…
  
 
  
  
Small Group
…
Large Group
    
…
 
 
Maximum number of students per tutor _____
 
  
  
Time/Day of Sessions:
__________________________________________________________
 
Location of Sessions:
Check all that apply.
  
  
  
  
  
 
School campus
Provider facility
Faith-based center
Community-based center
Student’s home (on-line or computer-
based)
 
  
Child Care Center
Public site such as public library
 
  
Student’s home with tutor present
 
 
Such services shall include all of the accommodations stated in the
student’s IEP, LEP Plan, and 504 Plan if applicable.
 
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Contractual Agreement between School District and State-Approved SES Providers
 
N. CONTROL OF STUDENTS
PROVIDER, while providing services, shall be responsible for the control and safety
of all students from the time the student arrives for services until the student is
placed under the control of the parent/guardian or other approved caregiver, at the
end of the service. The PROVIDER must escort all students to the proper caregiver
or approved means of transportation at the end of service. The PROVIDER must
check the ID of the person picking up the child to make sure it matches an individual
allowed to care for that child if the person is unknown to the PROVIDER.
 
O. MONTHLY INVOICES
PROVIDER shall submit to DISTRICT monthly invoices itemized by student name
and student identification number, actual number of hours for which services were
provided, and an amount due. For each monthly invoice PROVIDER shall submit:
 
I.
Original attendance records as described in _________or if the
PROVIDER is computer based, a form generated from the
program being used by the student showing the dates and times
the student was logged into the system.
II.
A progress report as described in __________for each student
completed at the end of each month.
 
Tutoring that extends beyond six (6) hours per week or two (2) hours per day will not
be paid by DISTRICT. PROVIDER is paid only for sessions students attend.
PROVIDER shall receive compensation in the amount of ________ - not to exceed
the per hour rate as stated in the state-approved application. PROVIDER is paid
only for students who have an active Student Learning Plan with said PROVIDER.
Invoices are due the ______ (day) of the month following services rendered. All
invoices must be submitted to the DISTRICT SES Program Specialist at
________________ (address). Unless extended by DISTRICT to allow for make-up
sessions, the last day that PROVIDER may provide SES will be _____. The last day
to submit an invoice will be ________.
The DISTRICT reserves the right to examine billing records before and after
payment. Payment of an invoice shall not foreclose the district’s right to recover
erroneous, excessive, or illegal payments.
 
P. INCENTIVES
PROVIDER must limit student incentives as follows:
 
I.
Incentives shall not exceed a total of fifty dollars ($50.00) per
student for all incentives;
II.
Incentives must be earned by achievement or attendance;
III.
PROVIDER may not use the availability of achievement or
attendance incentives in its marketing efforts prior to student sign-
up. Only students signed-up with a PROVIDER may be informed of
achievement or attendance incentives.
 
PROVIDER shall not provide parent incentives.
 
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Contractual Agreement between School District and State-Approved SES Providers
 
Q. CONTACT PARENTS
PROVIDER must contact the parent of any student who misses two or more days of
tutoring in a timely manner. If contact cannot be made, the PROVIDER must notify
the DISTRICT immediately.
 
R. CONTINUE TUTORING
PROVIDER must continue to provide Supplemental Educational Services to eligible
students who are receiving such services until ____ (last day of school), or until
exhaustion of DISTRICT funds per student allocation amount as determined and
published by the Florida Department of Education.
 
S. ACCESS TO RECORDS
PROVIDER shall allow access to its facilities for periodic monitoring of each
student’s instructional program by DISTRICT and shall be invited to participate in the
review of each student’s progress by DISTRICT as needed. DISTRICT
representatives shall have access to observe each student at work, observe the
instructional setting, review lesson plans, interview PROVIDER, and review students’
progress including the behavior intervention plan, if any.
 
T. INSPECTION AND AUDIT
PROVIDER shall provide access to records or reports, or other matters relating to
the Contract, upon request by DISTRICT or appropriate federal agency. During the
term of this agreement, and for five years thereafter, the provider shall maintain
detailed records of all the services rendered pursuant to this contract, including
student eligibility information, employee records, progress reports, lesson plans,
invoices, and all other documentation associated with providing SES to eligible
students in the DISTRICT.
 
The DISTRICT, its auditors and representatives, auditors and representatives of the
state education department, and USDE shall have the right to examine and inspect
such records at any time. The provider shall cooperate with any and all reasonable
requests to inspect records.
 
U. SUBCONTRACT AND ASSIGNMENT
PROVIDER shall not subcontract or assign any of the work contemplated under this
Contract without first obtaining written approval from DISTRICT. Such approval shall
be attached and made part of this Contract. Subcontracts or assignments may be
entered into only with PROVIDERS certified by the Florida Department of Education.
 
Any sub-contractor or assignee shall be bound by all of the terms of this Contract,
including the insurance and indemnification provisions.
 
V. INDEMNIFICATION
PROVIDER shall defend, hold harmless, and indemnify DISTRICT and its governing
board, officers, agents, and employees from and against all liabilities and claims for
damage for death, sickness, or injury to any person(s) or damage to any property,
including, without limitation, all consequential damages and expenses (including
attorney fees), from any cause whatsoever arising from or connected with its service
hereunder, resulting from the negligence or intentional acts of PROVIDER, its agents
 
62

Contractual Agreement between School District and State-Approved SES Providers
or employees. It is understood and agreed that such indemnity shall survive the
termination of this Contract.
 
W. COPYRIGHT AND PATENT INFRINGEMENT LAWS
All materials used by PROVIDER are subject to federal law regarding copyrights and
patents.
 
X. REQUIRED DOCUMENTS
PROVIDER shall provide the DISTRICT with the following required documents when
the executed contract is submitted to DISTRICT.
 
I.
Insurance certificate with satisfactory evidence of compliance with all
insurance coverage Insurance Section of this contract
II.
Accident/Incident reporting procedures as described in the
Accident/Incident Report Section of this contract
III.
 
Certification regarding debarment, suspension or ineligibility for award
 
(34 CFR 85)
 
  
The following certification is applicable only to contract for $25,000 or more that
are funded in whole or part with Federal funds.
  
By signing this document, the PROVIDER certifies that it:
 
a. Is not presently debarred, suspended, proposed for debarment, declared
ineligible, or voluntarily excluded by any federal department or agency
  
b. Has not, within a three-year period preceding this contract been convicted of
or had a civil judgment rendered against them for commission of fraud or a
criminal offense in connection with obtaining, attempting to obtain, or performing
a public (Federal, State or local) transaction or contract under a public
transaction; violation of Federal or State antitrust statutes or commission of
embezzlement, theft forgery, bribery, falsification or destruction of records,
making false statements, or receiving stolen property
  
c. Is not presently indicted for, or otherwise criminally or civilly charged by a
government entity (Federal, State, or local) with, commission of any of the
offenses enumerated in paragraph b. (above) of this section, and
 
d. Has not within a three-year period preceding this contract had one or more
public transactions (Federal, State, or local) terminated for cause or default
 
4. RIGHT TO WITHHOLD
DISTRICT may withhold payment to PROVIDER, with a written notice of such
withholding, when in the opinion of DISTRICT, PROVIDER is not in compliance with this
contract.
 
If DISTRICT gives notice of intent to withhold, PROVIDER shall have fourteen (14)
calendar days from the day of receipt of said notice to correct such deficiency and/or
may invoke the dispute resolution provision herein. If deficiency is not corrected within
fourteen (14) calendar days, the DISTRICT will give written notice to terminate this
contract.
 
63

Contractual Agreement between School District and State-Approved SES Providers
 
5. TERMINATION
To terminate this Contract, either party shall give twenty (20) calendar days written
notice as provided herein prior to the date of the termination. The fourteen (14) day
notice of intent to withhold will be counted as part of the twenty (20) calendar day written
notice.
 
A. This Contract may be terminated if PROVIDER fails to submit the
required documents and the executed contract by the due date,
_____________.
B. This Contract may be terminated if PROVIDER is unable to meet the
agreed-upon goals and timetables as established in the student’s SLP.
C. This Contract may be terminated if PROVIDER fails to comply with all
marketing requirements or if PROVIDER distributes incorrect information
about PROVIDER’S program.
D. If DISTRICT must present PROVIDER with more than two notices of
intent to withhold, upon third such notice DISTRICT will notify PROVIDER
of intent to terminate this contract.
E. PROVIDER’S exercise of its right to terminate this Contract shall not
alleviate its responsibilities to complete any existing SLP’s. Upon
termination without default of PROVIDER, DISTRICT shall pay, without
duplication, for all services satisfactorily performed to date of termination.
In consideration of this payment PROVIDER waives all rights to any
future payments for damages.
F. Any amounts owed DISTRICT by PROVIDER at the time of Termination
will be set off against the final payment.
 
B. PROHIBITION OF LOBBYING
No funds made available shall be used in any way for lobbying or fundraising activities.
 
C. INDEPENDENT CONTRACTOR STATUS
This Contract is by and between two independent entities and is not intended to and
shall not be construed to create a relationship with the PROVIDER of agent, servant,
employee, partnership, joint venture, or associate. PROVIDER understands and agrees
that it shall be responsible for providing its own salaries, payroll, taxes, withholding,
insurance, workers compensation coverage and all other benefits of any kind, as
required by law for its own employees, and assumes the full responsibility for the acts,
and/or omissions of his/her employees or agents as they relate to the services to be
provided under this Contract.
 
D. NON-EXCLUSIVITY
It is understood that the DISTRICT may also contract with other PROVIDERS to provide
SES services. This contract in no way gives exclusivity to the PROVIDER for services
rendered under the SES program.
 
E. GOVERNING LAW
The terms and conditions of this Agreement shall be governed by the Laws of the State
of Florida with venue in ___________County, Florida.
 
64

Contractual Agreement between School District and State-Approved SES Providers
 
F. DISPUTES
Dispute between DISTRICT and PROVIDER concerning the meaning, requirements or
performance of this Contract shall be submitted in writing and delivered in person or by
certified mail to ___________________________ (name, title, address). PROVIDER
shall have the right to submit written documentation concerning the dispute and
DISTRICT shall conduct a fair and thorough investigation concerning the dispute. The
determination of DISTRICT shall be made by the Superintendent’s designee, and shall
be made in writing. If the determination of the DISTRICT results in termination of this
contract, PROVIDER will be given ten (10) calendar days written notice and may appeal
the decision to the FDOE, which will be responsible for rendering a final written
determination that will be binding on the parties.
 
G. MODIFICATIONS AND AMENDMENTS
This Contract may be modified or amended only by a written document signed by
authorized representatives of PROVIDER and DISTRICT.
No change in this Contract or
in the SLP shall result in DISTRICT financial obligation to PROVIDER in excess of the
State/Federal reimbursement rate per student per year to DISTRICT.
Once an addendum and extension is entered into, all portions of the Original Agreement
shall remain in force unless there is a conflict in language. In any area of conflict,
language in the addendum and extension shall take precedence.
 
H. NOTICES
Notices required under this Contract shall be valid when delivered by hand delivery,
certified mail, facsimile transmission, email or national overnight delivery or courier
service such as Federal Express or UPS. All correspondence to the DISTRICT must be
delivered to _________________________ (name, title, address). All correspondence
to PROVIDER will be provided to the address as noted on the PROVIDER’S state
approved application unless DISTRICT is otherwise notified in writing.
 
I. SEVERABILITY CLAUSE
If any provision of this Contract is held in whole or in part to be unenforceable by
DISTRICT for any reason, the remainder of that provision and of the entire Agreement
shall be severable and remain in effect.
 
J. ENTIRE CONTRACT/AGREEMENT
The following School Board of _____________County Title I Supplemental Educational
Services documentation constitutes the entire Agreement between DISTRICT and
PROVIDER:
 
a. Contract
b. Student Enrollment Form
c. PROVIDER state-approved application
d. Insurance Provisions
e. Tutor Training Log signed
f. Student Learning Plan (SLP)
g. Final Student Progress Report
h. Rental Facilities Policy
i. EIA Code of Ethics as amended January 8, 2008.
 
 
65

Contractual Agreement between School District and State-Approved SES Providers
These documents supersede any prior or understanding or agreement with respect to the
services contemplated.
 
66

Contractual Agreement between School District and State-Approved SES Providers
 
 
 
 
THE SCHOOL BOARD OF ________________ COUNTY
TITLE I SUPPLEMENTAL EDUCATIONAL SERVICES CONTRACT
 
 
Each party signing this contract on behalf of either party individually warrants that he or she has
full legal power to execute the contract on behalf of the party for whom he or she is signing and
to bind and obligate such party with respect to all provisions contained in the contract.
 
DISTRICT:
      
______________________________________________________________
Board Chairperson: Name / Signature / Date
 
  
  
______________________________________________________________
Superintendent (___________County): Name / Signature / Date
 
 
The School Board of _____________County: _________________________
______________________________________________________________
Address
 
SUPPLEMENTAL EDUCATIONAL SERVICES PROVIDER:
 
  
  
______________________________________________________________
Provider Authorized Representative: Name / Title / Signature / Date
 
______________________________________________________________
Name of Supplemental Educational Services Provider:
  
  
  
  
   
______________________________________________________________
Address
______________________________________________________________
City / State / Zip Code
 
______________________________________________________________
Phone Number/ Tax Identification Number:
 
Authorized name, contact number and address for sending notice and information if
different from above:
______________________________________________________________________
Name / Title Address
______________________________________________________________________
Date / Phone number City / State / Zip Code
 
 
 
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